Matthew Sonier Email & Phone Number

Toronto, On, Ca

Toronto, Ontario, Canada

Managing client investment portfolios and liquidity needs, responsible for a range of strategic, analytical, and execution-orientated objectives aimed at achieving optimal returns while mitigating risks. Applies a multifaceted blend of financial expertise, strategic thinking, and effective communication to navigate the complexities of wealth management.- Execute buy and sell orders across various asset classes, including equities, fixed income, and alternative investments- Provide timely and accurate execution of allocation adjustments to achieve an optimal asset allocation strategy- Stay current on economic indicators, market trends, and geopolitical events influencing financial markets- Implement risk mitigation strategies to preserve capital and achieve long-term financial goals- Leverage trading platforms and technology tools to enhance execution efficiency- Stay informed about changes in the financial markets and regulatory landscape- Provide education and insights to staff and team- Build and maintain relationships with brokers, counterparties, and other financial institutions

Toronto, Canada Area

Primary support for institutional, portfolio, sales, and electronic equity desks across multiple regions, requiring strong attention to detail, effective communication skills, and the ability to work collaboratively with various stakeholders to support and ensure the seamless and efficient execution of electronic trades. -Actively monitor order-flow through various trading applications. Worked closely with other traders to facilitate the execution of electronic trades, covered FX exposure, error positions and routing orders as required. - Monitored various trading systems to ensure smooth order routing and execution on equity orders across the firm; maintained real-time market data feeds while - Managed and supported multiple Order Management Systems used by the various trading desk; identifying and resolving technical issues associated with electronic trading processes and FIX connectivity.- Monitored and managed risks associated with electronic trades, including algorithmic trading risks and market impact; Implemented risk controls and worked with risk management teams to enhance risk mitigation strategies- Worked with business, technology, and operational groups to resolve issues and implement new changes. - Investigated business/compliance concerns regarding execution and order behaviour. Leverage SQL and VBA for ad hoc reporting. - Liaised with business, technology, development and operation groups to implement initiatives, customization's and projects. - Assisted in the account creation and client onboarding process including the onboarding of clients and counterparties onto the electronic trading platform- Provided training and support to traders and other team members on electronic trading processes and systems.- Identified opportunities for process optimization and automation within the electronic trading support functions

Toronto, Canada Area

Operations Manager responsible for overseeing the New Accounts and Account Transfers Teams. Requiring strategic thinking with a strong eye for details, exceptional leadership skills, and a deep understanding of brokerage and custodial operations.- Developed and implemented processes for the efficient opening of new accounts and account transfers, ensuring compliance with all regulatory requirements- Collaborated with compliance teams to verify client documentation and adherence to KYC- Managed the end-to-end process of account transfers, both incoming and outgoing; coordinating with external institutions and counterparties to facilitate the timely and accurate transfer of assets- Provided strong leadership to the operations teams, fostered a collaborative and high-performing culture ensuring staff was well trained and motivated - Conducted performance reviews and contributed to professional development plans- Collaborated with technology teams to enhance systems and platforms supporting the onboarding process- Member of multiple TMX/CDS SDRC committees and TMX/CDS Transfers Working Group

Toronto, Canada Area

Manager of North American Securities Operations for RBC Capital Markets. Servicing RBC's Canadian and US Broker Dealer operations teams. - Supported front office equity/fixed income traders, REPO traders, ETF's, correspondent clearing services, prime brokerage, US, CAD, and International securities operations ensuring smooth and accurate processing of various Equity and Fixed Income securities.- Provided effective leadership and guidance to the settlements team; Built and maintain positive relationships with external stakeholders; Fostered a collaborative and high-performance team culture- Oversaw and optimized end-to-end settlement processes while ensuring timely and accurate settlement of trades and transactions; Addressed and resolved issues related to trade discrepancies and settlement failures- Fostered the professional growth and development of team members; Identified opportunities for process optimization and automation; Conducted performance evaluations and offered constructive feedback- Continuously assessed industry best practices and adopted improvements; Managed relationships with external vendors providing settlement-related servicesSeries 99 registered; excel VBA introductory course; MS Office; DTCC/CDS applications; Broadridge applications;

Bachelor Of Arts Hon. (B.A.), Law - Concentration In Business Law

Education record

Canadian Securities Course (CSC) Conduct and Practices Handbook (CPH) Trader Training Course (TTC) Investment Representative Course (IR)

Education record

FINRA Series 7