Matt Thompson Email & Phone Number

San Antonio, Tx, Us

San Antonio, Texas, United States

San Antonio, Texas, United States

Manage fee-based investment advisory business for Frost Investment Services including assets, client communication and trading while managing a small support staff through oversight of model building and trading processesEstablish asset allocation, compliance, and regulation for sales initiatives in our suite of products as a voting member of the internal investment committee alongside our leadership team and analystsDeveloped and trained in new processes and functionality during the new platform provider conversion that enables productivity efficiencies and the ability to scale businessGrew AUM by +30% and accounts by 29% on average over each of the the past 3 years through the development of internal and external relationships along and by leveraging the newly implemented platform’s benefits

San Antonio, Texas, United States

Liaised between internal brokerage representatives in Texas and the Frost Investment committee in support of new policies, strategies, and company proceduresManaged a large and complex book of business that included customized investment policy statements for all registration typesDeveloped and presentations PowerPoint decks based on investment philosophy, products, and respective performance to current and prospective clientsPartnered with Frost IA to create and deliver a robust product suite for our managed business platform and to optimize asset allocation for modelled portfoliosMaintained systems and operational processes of model management and trading, resulting in the implementation of investment strategies as an advisor to the Portfolio Management platformMentored and trained a team of 3 through responsibilities and best practices as a Senior Portfolio Manager

San Antonio, Texas Area

Managed a book of business for high net worth Trust clients, meeting each client to review and assess their financial requirements to develop and construct individual investment policies to achieve their goals using optimized asset allocation models and our investment platformAssumed role of Head Manager to guide the investment process through settlement in partnership with the estate trust officer for the estate settlement group within the Trust departmentPartnered with the compliance department and compliance services system by, ensuring the book of business remained in line with regulatory and policy guidelinesProvide input on stock selection and other product offerings in order to help develop and manage our approved list of offerings for our investment platform.Maintained and the Frost Investment Advisors core portfolio and facilitated fund realignment processes and framework by implementing and overseeing model building and trading processes

San Antonio, Texas, United States

Led performance reporting, reconciliation of assets and middle office functions including trading oversight and correctionsManaged an operations team of 3 through performance reviews and task delegationNurtured relationships with software vendors and outside systems to enhance efficiencies and understand vendor risk exposuresProvided directional input for the operations department and reported on to the President of IADeveloped Business Continuity plans using risk management and became a member of the Vendor Risk Committee in order to quantify, understand and manage vendor risk

San Antonio, Texas, United States

Selected by management to lead the emerging wealth segment for the South Texas Region managing $150M across 225 accounts in San Antonio, Austin, and HoustonPartnered with Client Services to strategize and enhance client relationships, resulting in increased client retainment and portfolio growth, in addition to an increased in new businessPromoted US Trust capabilities and services to tax and estate planning fields as team lead for the Center of Influence committee and member of the Investment Review committeeManaged portfolio risk through Regulation 9 compliance process while investing for superior performance through asset allocation, and presented quarterly investment reviews across client base for traditional investment products and alternative investment options

Dallas, Texas, United States

Provided integrated investment advice and portfolio management services for individually managed accounts, IRAs, and personal trusts for client net worth of +$1MManaged $250MM in assets for +350 accounts, their portfolio risk using Regulation 9 compliance processes while investing in superior performance in asset allocation, and assumed responsibility for all trading and problem resolution of the entire book of business Owned the quarterly investment reviews for all clients by constructing data-driven reports and presenting insights uncovered to respective client executive teams using PowerPoint decks Monitored traditional investment products and alternative investment options to educate, sell, and integrate product offerings to clients who benefit from expanding investments

Bachelor Of Business Administration - Bba, Marketing

Activities and Societies: Tau Kappa Epsilon Fraternity

Certificate, Financial Planning And Services