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Maureen Ocampo, Cfa, Crcp® is listed as Chief Compliance Officer at Post Advisory Group, based in Los Angeles, California, United States. AeroLeads shows a matched LinkedIn profile for Maureen Ocampo, Cfa, Crcp®.
Maureen Ocampo, Cfa, Crcp® previously worked as Chief Compliance Officer at Camden Asset Management, Lp and Director of Finance at Camden Asset Management, Lp. Maureen Ocampo, Cfa, Crcp® holds Ba, International Relations, Business Minor from University Of Southern California.
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Maureen Ocampo, Cfa, Crcp® is a Chief Compliance Officer at Post Advisory Group.
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Los Angeles, CA, US
Oversee $17+ billion AUM investment management firm's compliance program. Firm's client base includes US, EU, and Japan domiciled institutional investors using separately managed accounts, private funds, UCIT, and mutual fund platforms. Compliance program focuses primarily on SEC, ERISA and EU compliance, as well as other jurisdictions as required. As CCO.
Los Angeles, California, US
Oversee $5+ billion AUM firm's regulatory issues, predominately focused on SEC, CFTC/NFA and ERISA compliance, as well as develop, test and enforce internal policies and procedures on behalf of the firm.
Responsible for ensuring that policies and procedures were in compliance with all applicable guidelines of the SEC, CFTC/NFA, ERISA, and NASD on behalf of $1.5 billion AUM fund-of-funds. Performed back office evaluation of investment managers' trading, settlement and pricing procedures as part of the firm's new manager due diligence processes.
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Maureen Ocampo, Cfa, Crcp® works for Post Advisory Group.
Maureen Ocampo, Cfa, Crcp® is listed as Chief Compliance Officer at Post Advisory Group.
Maureen Ocampo, Cfa, Crcp® is based in Los Angeles, California, United States while working with Post Advisory Group.
Maureen Ocampo, Cfa, Crcp® has worked for Post Advisory Group, Camden Asset Management, Lp, Collins Associates, and Wilshire Associates Incorporated.
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Maureen Ocampo, Cfa, Crcp® holds Ba, International Relations, Business Minor from University Of Southern California.
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