Mavis Chan Email & Phone Number

Hong Kong

Hong Kong

As being a globally recognized CAMS and CFE and possesses with almost 30 years experience specializing in financial crimes and money laundering investigations, Mavis has achieved remarkable track records in diminishing financial crimes related losses by collaborating with all LoBs in proactively leading the financial crime risks mitigation plans.

Hong Kong

- Oversee AML and fraud related matters across branches in APAC Region including policies and procedures formulation and undertake unusual activity/transaction investigations.- Collaborate with all Lines of Business to develop and implement proactive financial crimes risks mitigation plans including a timely strategies to mitigate emerging AML and fraud risks.- Conduct transactions monitoring for relevant Line of Business activities and investigate unusual transactions.- Develop and implement quality assurance strategies and methodologies with a view to mitigate emerging AML and fraud risks.

Hong Kong

- Formulated the Financial Crime Investigative Guidelines to align with HSBC’s global standard.- Being a leading member of the Fraud Management Committee to provide Senior Management a timely fraud and money-laundering related forecast with appropriate preventive measures to protect the bank’s and customers’ interests. - Acted as Subject Matter Expert (SME) to formulate anti-fraud and money laundering related policies.- Oversee of fraud cases happened in Mainland China, Macau, Singapore and Taipei branches.

Hong Kong

CRIMINAL INTELLIGENCE ANALYST, CRIMINAL INTELLIGENCE BUREAU (2008 – 2011)- Analysis of Modus Operandi on complex and serious crimes.- Analysis of crime trend and provide timely information for proactive anti-crime operations.- Provide crime statistics to the Senior Management for long-term strategic plans.FINANCIAL INVESTIGATOR, FINANCIAL INVESTIGATIONS, NARCOTICS BUREAU (2006 – 2008)- Investigations of ‘Suspicious Transaction Reports’ (STRs) escalated by financial institutes.- Provide professional advices to financial institutes regarding CDD, KYC review and transaction monitoring in everyday operations.- Carry out investigations related to money laundering offences under the Organized and Serious Crime and Drug Trafficking (Recovery of Proceeds) Ordinances including financial profiling and fund flow tracing on criminals and their associates.- Tracing, restraining and confiscating of drug trafficking and organized crimes’ activity proceeds.- Liaise with overseas law enforcement agencies to track transnational money laundering and drug trafficking activities.FRAUD INVESTIGATOR, COMMERCIAL CRIME BUREAU (2000 – 2006)- Investigation of serious and complex commercial crime cases including bank fraud, advance fee fraud, bankruptcy related fraud, insurance fraud, letter of credit fraud, pyramid scheme related fraud, and employee fraud.- Liaise with overseas law enforcement agencies on crime investigations involving multinational corporations.- Provide professional advices to financial institutes on industry specific fraud preventive solutions.