Max Villa Email & Phone Number

New York, New York, United States

New York, New York

∙Support Structured Investment Sales and Product teams in the issuance of roughly $13 billion per year∙Conduct due diligence on all primary structured equity and corporate debt deals to ensure all system trading details accurately reflect and report prospectus and final offering terms∙System setup for syndicate / SI offerings including IPOs, closed end funds, bonds, follow-ons and MTNs∙Provide trade support to Financial Advisors with trade ticketing/adjustments/errors/share allocations∙Identify, correct, and report unmatched and breaking trades to ensure settlement with FINRA and counter parties

New York, New York

∙Monitor and assist with order generation and execution of FX, FX Future Trades across multiple accounts and partners∙Support and perform FX trade corrections, adjustments, verification, settlement, and books and records accuracy of listed products∙Assist Intl. Equity Traders performing trade corrections, adjustments, verification, settlement for equity trades settling non-USD∙Work with financial advising teams on trade breaks, wire issues and resolutions, and FX movements within the firm∙Mitigate risk through daily monitoring and confirmation of FX positional integrity and trade flow between risk systems, processing systems, and books and records∙Enhance and work within the confines of best execution policies for FX support and applying strategies to reduce or minimize notional amounts and risk∙Partner with investment, technology, and accounting teams to automate and enhance FX trading support, reporting and reconciliation functionality ∙Serve as a central point of contact for Trading and Financial Advising Teams to maintain timely and efficient trade cycle work flows∙Identify, monitor and assess industry and market events for trading impact

New York, New York

• Cover full lifecycle of metals trading (Gold, Silver, Platinum, Palladium) directly supporting the Trading Desk and Financial Advisors and external executing brokers• Efficient execution of trade bookings/corrections/adjustments to mitigate and resolve trade and settlement discrepancies• Lead Coordinator for all physical metal delivery logistics and transfers between clients, third party depositories and executing brokers both domestically and internationally• Successfully redesigned and improved Firm’s position reconciliation break reporting capabilities reducing resolution time down to under an hour• Support the options trading desk and executing brokers on trade breaks for domestic equity and index options• Research and communicate Corporate Actions for new option deliverables and pricing• Resolve positon discrepancies for accounts with the Options Clearing Corporation (OCC) and Firm books• Liaise with front office teams providing clarity on option expiration and assignment and historical pricing• Collaborate with multiple businesses throughout the trade life cycle to mitigate all operational risk, ensure trade enrichment and develop best practice methodologies and approaches to develop and strengthen client relationships• Execution of ad-hoc requests in support of new trading/business opportunities

New York, New York

•Directly work with top Financial Advisors reconciling brokerage and managed accounts in regards to trading activity, asset valuation, commissions, billing, account maintenance and financial analysis •Handle advisory business implementation and rebalancing in regards to custody and non-custody account openings/closings and asset withdrawals/deposits•Aid Finance and Business teams in reporting and analyzing financial flows of Retail/Institutional assets•Value non-custody accounts’ total asset values to determine Financial Advisor, Money Manager and Firm revenues•Plan and manage new account on boarding process, including documentation, funding, and deficiencies •Identify weaknesses, gaps, and opportunities for improvement in the operations and business processes, procedures, and reporting capabilities•Market select investment product to Financial Advisors based on client trading activity and brokerage fee histories

Bachelor Of Arts (B.A.)

Education record