Maxwell Sinclair Email & Phone Number

Santa Cruz, Ca, Us

Santa Cruz, California, Us

The Alliance of Jamaican and American Humanitarians works collaboratively to provide Quality Healthcare, Education Programs and Social Services to the poor, the underprivileged and low to moderate income individuals. AOJAH will also facilitate the transfer of knowledge and recent innovations to our Local Communities and the Caribbean.

Manage the Bank's enterprise-wide risk management program.Chair the Bank's Management Compliance, and Community Reinvestment Act CommitteesMember ALCO, Policy & Procedures, Bank Secrecy Act. IT Steering and Executive Management CommitteesLiaison to the Audit/Compliance and Board of Directors Oversight CommittesManage all internal and external audits, special projects and credit reviewsInternal consultant to various departments/clientsStategically focused risk/compliance executive Reports administratively to the Chairman/CEO, and functionally to the Bank's Audit Committee.

San Diego, California, Us

Responsible for and managed the Bank's overall compliance and BSA activitiesProvide training to staff and management to understand the regulations and the importance of compliance; test knowledge of same.Responsible for the distribution of new regulations or changes thereto and assist departments with incorporating these regulations into policies and procedures. Responsible for the review of all new policies and procedures to ensure corporate compliance to include, but not limited to the Bank’s compliance with applicable laws and regulations. Manages and supervised a staff of fourteen (14) compliance officer and BSA analysts.

Us

Chair and report to the Compliance Committee of the Board of Directors.Responsible for the coordination of compliance examination with the federal and state regulatory agencies.Provide training to staff and management to understand the regulations and the importance of compliance; test knowledge of same. Responsible for the administration of the Bank’s Bank Secrecy Act (BSA) and Anti-money Laundering programs. Designated and Board approved BSA Officer.Assist with the administration of the Bank’s Sarbanes Oxley compliance program.Create, manage and administer the Bank’s compliance program for its Refund Anticipation Loan partnership with Household/HSBC.Serve on the Bank’s Information Steering and Safety CommitteeManage the compliance function for the Bank’s Single Family Residential (SFR) program offered nationwide. Supervised a staff of up to eight.

Develop, design, administer and manage the Bank’s Compliance and Security programs to ensure that all consumer related regulations are complied with in all respects. Report to the Audit Committee of the Board of Directors and to the CEO for administrative functions.Responsible for the coordination of compliance examination with the federal regulatory agencies. Monitor staff compliance with regulations based on a compliance audit plan approved by the Audit Committee. Provide training to staff and management to understand the regulations and the importance of compliance; test knowledge of same. Responsible for the distribution of new regulations or changes thereto and assist departments with incorporating these regulations into policies and procedures. Responsible for the review of all new policies and procedures to ensure corporate compliance to include, but not limited to the Bank’s compliance with applicable laws and regulations.Supervised compliance analysts.

Responsible for the coordination of compliance examination with the federal and state regulatory agencies. Provide training to staff and management to understand the regulations and the importance of compliance; test knowledge of same.Responsible for the administration of the Bank’s Bank Secrecy Act (BSA) and Anti-money Laundering programs. Designated and Board approved BSA Officer.CRA Officer

Master-Level Executive Leadership Program

Mba, Business Administration

Bs, Business Administration

Aa, Business Administration

Master Of Business Administration - Mba