Customer Onboarding Lead
Jun 2023 - Mar 2024
AeroLeads people directory · profile
Maxwell W. Email & Phone Number
AML Compliance
LinkedIn matched
✓ Verified August 2026
3 data sources
Profile completeness 71%
Role
AML Compliance
Location
San Diego County, California, United States
Who is Maxwell W.? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Maxwell W. is listed as AML Compliance based in San Diego County, California, United States. AeroLeads shows a matched LinkedIn profile for Maxwell W..
Maxwell W. previously worked as Customer Onboarding Lead at Tbd and Managing Consultant, Financial Services at Guidehouse. Maxwell W. holds Bachelor Of Business Administration from University Of Miami - School Of Business.
Profile bio
About Maxwell W.
Maxwell W. is a AML Compliance. Colleagues describe him as "Max is a great compliance professional. Cool as a cucumber in the face of uncertainty, very knowledgeable about institutional business onboarding, and no-nonsense in his approach. Through experience, he helped me identify the compliance infrastructure needs for a new business line, generated the operating standards to be applied by the team, and built the rapport within the organization to create a smooth workflow, all in a very short span of time. Great management skills complement his profile. He is a leader in his area."
14 roles
Maxwell W. work experience
A career timeline built from the work history available for this profile.
Managing Consultant, Financial Services
Sep 2022 - Jun 2023
Institutional Onboarding Manager
Apr 2022 - Aug 2022
Associate Manager - Institutional Client Onboarding
Oct 2020 - Jan 2022
Compliance Analyst
Aug 2018 - Oct 2020
Compliance Analyst
Keystone Capital Corporation (Acquired By Coinbase)
Keystone Capital Corporation, FINRA registered broker dealer, SIPC member, is an independent broker-dealer located in San Diego, California. For more than 30-years, Keystone has been home to top industry professionals with a commitment to providing superior service, resources, and technology.First broker dealer to create digital wallets to trade public securities on a blockchain ledger.
Nov 2016 - Jan 2022
Chief Compliance Officer (Cco)
Digital Wealth, Llc (Acquired By Coinbase)
Digital Robo Advisor
Jun 2017 - Sep 2018
Compliance Analyst
LPL Financial LLC is the largest independent broker-dealer in the United States. LPL Financial LLC provides an integrated platform of proprietary technology, brokerage, and investment advisory services to independent financial advisors, and financial advisors at regional and community banks and credit unions in the United States.
Oct 2015 - Nov 2016
Associate Osj, Branch Supervision
CUSO Financial Services, L.P. operates as a broker dealer and registered investment advisor to credit unions and their members in the United States.
Mar 2015 - Sep 2015
Internal Product Consultant
LPL Financial LLC is the largest independent broker-dealer in the United States. LPL Financial LLC provides an integrated platform of proprietary technology, brokerage, and investment advisory services to independent financial advisors, and financial advisors at regional and community banks and credit unions in the United States.
May 2013 - Mar 2015
Institutional Equity Trader
Capstone was committed to providing high quality, unbiased fundamental research and investment opinions to clients primarily on small to mid cap companies. The analysts tended to cover companies that did not have coverage from the larger wire houses.Capstone's Investment banking group identified, structured, and executed diverse and innovative market transactions for both private and public companies.
Sep 2008 - Jan 2013
Assistant Trader
First Investors Management Co
US investment management company that offers a range of actively managed mutual funds.
Jul 2006 - Aug 2008
Securities Lending Trader
Mitsubishi Ufj Securities
Mitsubishi UFJ Securities Holdings Co., Ltd. engages in the securities and investment banking operations in Japan, rest of Asia, North America, and Europe. It provides wealth management services; online securities services for retail clients; and securities-related back office operations and facility operations. The company also plans, designs, and develops specialized systems for securities business. In addition, it offers commercial banking services. The company is headquartered in Tokyo, Japan. Mitsubishi UFJ Securities Holdings Co., Ltd. operates as a subsidiary of Mitsubishi UFJ Financial Group, Inc.
Dec 2004 - Jun 2006
Proprietary Equity Trader
AMR Capital Trading Group is a premier multi-asset class trading outfit headquartered in New York City. Founded in 1999, AMR specializes in manual and automated trading with its' primary focus on Domestic and International equities. AMR Capital Trading is a group within First New York.
Aug 2003 - Dec 2004
1 education record
Maxwell W. education
FAQ
Frequently asked questions about Maxwell W.
Quick answers generated from the profile data available on this page.
What is Maxwell W.'s role at their current company?
Maxwell W. is listed as AML Compliance.
Where is Maxwell W. based?
Maxwell W. is based in San Diego County, California, United States.
What companies has Maxwell W. worked for?
Maxwell W. has worked for Tbd, Guidehouse, Crypto.Com, Coinbase, and Keystone Capital Corporation (Acquired By Coinbase).
How can I contact Maxwell W.?
You can use AeroLeads to view verified contact signals for Maxwell W., including work email, phone, and LinkedIn data when available.
What schools did Maxwell W. attend?
Maxwell W. holds Bachelor Of Business Administration from University Of Miami - School Of Business.
Find 750M verified contacts
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trialPeople with similar names
Check these profiles if this is not the Maxwell W. you were looking for.
View similar profiles
