• Create and manage KYC profiles for wholesale customers (HNW individual, Large Corporations, Trust Funds, Government Entities, Partnerships and Associations), including on-boarding and on-going clients.• Conduct Know Your Customer (KYC) checks on wholesale customers to identify the beneficiary owner• Perform sanction / PEP screening on customers and run KYC research on public resources• Analyse data to ensure compliance and due diligence, escalate potential risks, crimes with risk mindset• Liaise with stakeholders (client, front office and mid office) to communicate with KYC documents and results• Supervise and provide guidance to junior AML analyst • Monthly IFTI sample review

• Perform daily banking operations for wholesale customers (remittance, deposit of current and term accounts, spot and forward FX, cheque deposit and clearing, etc)• Perform trade finance (e.g. letter of credit issuance, bill purchase/discounted, guarantee issuance, invoice finance, etc)• Conduct business loan administration and manage relationship with external organisations• Liaise with different business unit heads for the operation and trade finance issues• Identify suspicious customer and transactions with AML/CTF concerns and report to the compliance department• Supervise and coach new team member

Senior Banking Officer - Bank of China, Guangzhou Branch, China (03/2005 – 08/2009)• Provide banking service for the high net wealth clients/VIP customers (open account, remittance, FX, credit card, insurance etc)• Develop and keep relationship with VIPs• Provide personalised advisory based on customers’ financial situation and promote financial products to customers• Complete sales KPI set by the team• Coach new team membersBanking Officer - Bank of China, Guangzhou Branch, China (06/2002 – 02/2005)• Operate and process all the client requests with 100% accuracy• Coordinate and balance cash and accounts. Identify discrepancies and deal with error transactions from the ATMs. • Organised and collated the documents of credit cards and loans applications • Provide insurance and fund sales • Identify the suspicious customers and transactions with AML/CTF concerns and report to the internal compliance department