Managing Director | Head Of Governance And Regulatory Management - Citi Global Wealth
New York, New York
Key Senior Leadership team member for Wealth Chief Administrative Office (CAO). Oversaw governance framework and Regulatory Change Management programs. • Directed implementation and management of Key Governance committees, including the Business Risk and Controls Committee (BRCC), Risk Management Committee (RMC) and Global Fiduciary Oversight Committee (GFOC).• Developed and executed strategy for relationships with key regulators and supervisory teams (FRB, OCC, SEC, and FDIC) and served as the primary liaison.• Led team and day-to-day operations of regulatory engagement, including monitoring, analyzing, and informed senior leadership of all regulatory developments.• Managed design and implementation of Change Management programs for Regulations, Policies, Standards, and Procedures• Provided senior leadership, C-Suite Level, updated on regulatory developments and key remediation initiatives (MRA/MRIA), and served in advisory capacity.• Led governance and risk assessment routines across Wealth products, which include Investment Management (Portfolio Solutions, Fixed Income, Equities, Traditional, Alternatives, Capital Markets), Lending and Deposits.• Senior oversight of multiple complex projects, managed and completed successful key regulatory remediation efforts, including Regulation W Governance and Control Framework and Fiduciary Governance and Reporting.