James Mccrea Email & Phone Number

Peoria, Az, Us

Identity Theft - Fair Credit Reporting

Peoria, Arizona, United States

Scottsdale, Arizona, United States

• Oversaw the development and establishment of a new team with an emphasis on the protection of Senior & Vulnerable Investors from concerns of Cognitive Decline and Financial Exploitation.• Spearheaded the development and execution of a hiring strategy to turn a team of 3 into a 16-person organization.• Provided motivation, support, and development to employees to guarantee the meeting of key strategic goals in adherence with executive level expectations ahead of plan.• Played a key role by creating and implementing policies and procedures to guarantee compliance for key functions while overseeing those functions for industry regulators.• Carried out the protection of over $250M in client assets from financial exploitation over 2 years, resulting in superior financial outcomes for investors.• Drove the development of new technology solutions for client case management to realize operational efficiencies and reduce key risks for the program.• Managed key business controls regarding fraud prevention and client authentication.

Scottsdale, Arizona

•Leveraged extensive expertise in the development and establishment of a new regulatory/compliance supervision service model for oversight of regulatory broker-dealer functions for our entire retail operations division.•Provide leadership and support through internal and FINRA examinations of key processes •Effectively employed Lean management principals to institute improvements in timeliness and accuracy of oversight completed on behalf of the business.•Propelled a significant reduction in the backlog of oversight work from 2-3 months behind schedule across the organization to all supervision being current for 18 consecutive months.

Scottsdale, Arizona

•Furnished training and coaching to new hires and tenured employees through individual performance, career development, and process improvement initiatives.•Served in an integral role by supporting day-to-day operations to guarantee client requests were handled in a timely and regulatory appropriate timeframe.

Scottsdale, Arizona

Scottsdale, Arizona

Scottsdale, Arizona

Scottsdale, Arizona