Jonathan Mcgill Email & Phone Number

Leeds, United Kingdom

Responsible for the leadership of a team charged with the oversight of CASS compliance for the Halifax Share Dealing Ltd, LDC, Lloyds Bank PLC, Bank of Scotland plc and Lloyds Bank Corporate Markets entities. Partnering with key stakeholders across the business units including Stockbroking, Commercial Bank, Insurance & Wealth, and equity divisions to.

Leeds, United Kingdom

• Appointed as the Subject Matter Expert for the FCA Client Asset Sourcebook (CASS) in the Conduct, Compliance and Operational Risk team to oversee, constructively challenge and technically advise nine different legal.
• Acting as technical SME in the design and implementation of compliant structures and process changes across three divisions
• Partnering with entities in understanding, reporting and resolving CASS issues including validating measures taken to close out material CASS breaches
• Working with external parties and external auditors in the review of Group wide CASS compliance
• Writing and implementing Group wide procedures and policy changes
• Overseeing the introduction of a Group wide CASS Office and acted as secretariat for the Group CASS forum

• A commercially focussed senior finance professional with extensive experience in Retail Financial Services. Responsible for Board level input to strategies including organic growth (from £500m to £5bn of client assets).
• Responsible for all financial aspects and inputs into the business strategy and operation, sitting on the NWS Board, Risk Management Committee, Compliance and Client Asset Committees
• Responsibility for regulatory and statutory reporting, external audit and as CF10a the oversight of all CASS arrangements
• Member of the TDDI Senior Team, mentor and coach for both Finance and non-Finance management colleagues and able to deliver results through both direct and indirect reports
• Business lead on multiple projects including the disposal and migration of non-core operations and ultimately the successful purchase by TD of the 50% RBS stake in the JV
• Design and delivery of re-pricing proposals, following profitability analyses of customer, product and channel, increasing the number of profitable clients by 20% and shifting revenue distribution from over 90%.

Working with the sales and commercial teams in the pricing for new business bids, contract negotiations and implementations.

Responsibility for activity based costing, planning and budgeting across the Society.