Mchenry Kane Email & Phone Number

Florida, United States

Miami, Florida, United States

Miami-Fort Lauderdale Area

Chief Enterprise Risk Executive and co-General Counsel

Miami, Florida

Hicksville, Ny

Manage a department of 95 FTE in all aspects of anti-money laundering, including investigations, suspicious activity reports, currency transaction reports, customer due diligence, enhanced due diligence, sanctions screening, policies and procedures, quality assurance and control and BSA systems maintenance. Exercise indirect oversight over fraud and information security groups. Quarterly reporting to the board on BSA matters and compliance.

Greater Atlanta Area

Senior manager, reporting directly to the BSA officer along with three others, responsible for oversight of the firms’ enterprise wide sanctions compliance program and implementation of its BSA/AML governance. Responsibilities range from crafting enterprise policy and operational procedures, monitoring and responding to regulatory change, development and deployment of training, surveying and drafting enterprise-wide risk assessment, evaluating AML and OFAC risk for business initiatives and third parties, and creating customer risk rating methodology and diligence standards. Directly interact with other members of the financial crimes leadership team and risk executives across the firm to ensure effective implementation of enterprise wide financial crimes policies.

Regulatory attorney focused on securities issuances, Reg W, Reg O, Reg H, tax, living will and CCAR. Also advised BSA Director on Bank Secrecy Act.

Charlotte, North Carolina Area

Senior associate and leader of teams representing issuers of notes in over 9 private commercial and residential synthetic mortgage loan securitizations for large financial institutions, which responsibilities including drafting of offering memoranda, bond indentures, ISDA documents and related opinions. Represented issuers in over 5 offshore net interest mortgage (NIM) transactions and 1 public pass-through securitization of second-lien mortgages. Drafted and negotiated transaction documents on over 40 whole loan transactions, representing both whole loan purchasers and sellers.

Charlotte, North Carolina Area

Member of a team of 20 attorneys that negotiated and drafted all commercial contracts and securities filings for 2 large public clients, including prospectus, Forms 10-K and 8-K filings

Charlotte, North Carolina Area

Member of a team of 5 lawyers who structured and drafted documents associated with raising over $10 million in private offerings for several different start-up companies, including Reg D offerings and negotiations of stock option grants

Doctor Of Law - Jd, Law

Master Of Business Administration - Mba, International Business

Bachelor Of Arts - Ba, Philosophy