Compliance Officer | Trade Supervision
Current- Review of communications, including investor correspondence and emails, social media and text messaging.- Audit of employee trading activity, account-level alerts and exceptions.
Please complete the CAPTCHA to continue
A concise factual answer block for searchers comparing this professional profile.
Mark David Borillo is listed as Compliance Officer | Trade Supervision | Music Producer at Vanderbilt Financial Group, a company with 52 employees, based in Calabarzon, Philippines, Philippines. AeroLeads shows a matched LinkedIn profile for Mark David Borillo.
Mark David Borillo previously worked as Compliance Officer | Trade Supervision at Vanderbilt Financial Group and Supervisory Controls Analyst at Wells Fargo. Mark David Borillo holds Bachelor Of Science - Bs, Economics from University Of The Philippines.
This section adds company-level context without repeating Mark David Borillo's masked contact details.
Review company-level records connected to Mark David Borillo before choosing the right outreach path.
A FINRA Licensed Professional and a CFAIF Certificate holder with 10+ years of experience in the Financial and Investment Industry.I'm currently a Compliance Officer/Trade Supervision Principal, reinforcing compliance through timely reviews of Electronic Communications and Trade and Account level Alerts.Outside of work, I am a Music Producer and have worked with Mainstream and Independent Artists.
Listed skills include Investments, Investment Banking, Stocks, Stock Market, and 3 others.
Company context helps verify the profile and gives searchers a useful next step.
A career timeline built from the work history available for this profile.
- Review of communications, including investor correspondence and emails, social media and text messaging.- Audit of employee trading activity, account-level alerts and exceptions.
Philippines
- Reinforces Compliance through close monitoring of Electronic Communications, Internet presence and Social Media Activities.- Oversight of Trade and Account alerts through careful review of Account documentations.
Philippines
- Knowledge of products and services offered by the firm on both ends of Banking and Investment (cash management, IPO, trading platforms, etc.)- Resolving clients’ issues and perform investment broker tasks such as assisting and documenting client trades, and other related duties.
- Identifies, investigates, and resolves client problems with regards to their Phone lines, DSL and Internet Connection
Other employees you can reach at joinvanderbilt.com. View company contacts for 52 employees →
Luke Roderka
Colleague at Vanderbilt Financial GroupEast Northport, New York, United States, United States
View →
AM
Alyssa Mcgrath
Colleague at Vanderbilt Financial GroupJonesboro, Illinois, United States, United States
View →
RC
Rosario Constantino
Colleague at Vanderbilt Financial GroupBayport, New York, United States, United States
View →
GA
George Assad
Colleague at Vanderbilt Financial GroupMethuen, Massachusetts, United States, United States
View →
MR
Michael Rolston
Colleague at Vanderbilt Financial GroupLake Grove, New York, United States, United States
View →
JL
Jessica Lewis
Colleague at Vanderbilt Financial GroupMilltown, New Jersey, United States, United States
View →
JR
Jeremy R Brown
Colleague at Vanderbilt Financial GroupTorrance, California, United States, United States
View →
JS
Jeffrey Savois, Ricp®, Cltc, Lutcf
Colleague at Vanderbilt Financial GroupGreater Houston, United States
View →
DS
Dominic Santivasci
Colleague at Vanderbilt Financial GroupNew York City Metropolitan Area, United States
View →
TR
Thomas Ray
Colleague at Vanderbilt Financial GroupPetaluma, California, United States, United States
View →
Activities and Societies: Economics Society - Member / Batch Leader Wyre Underground of UPLB - Technical Director (2011 - 2012)
Quick answers generated from the profile data available on this page.
Mark David Borillo works for Vanderbilt Financial Group.
Mark David Borillo is listed as Compliance Officer | Trade Supervision | Music Producer at Vanderbilt Financial Group.
Mark David Borillo is based in Calabarzon, Philippines, Philippines while working with Vanderbilt Financial Group.
Mark David Borillo has worked for Vanderbilt Financial Group, Wells Fargo, E*Trade, and Alorica Philippines, Inc..
Mark David Borillo's colleagues at Vanderbilt Financial Group include Luke Roderka, Alyssa Mcgrath, Rosario Constantino, George Assad, and Michael Rolston.
You can use AeroLeads to view verified contact signals for Mark David Borillo at Vanderbilt Financial Group, including work email, phone, and LinkedIn data when available.
Mark David Borillo holds Bachelor Of Science - Bs, Economics from University Of The Philippines.
Mark David Borillo is listed with skills including Investments, Investment Banking, Stocks, Stock Market, Retail Banking, Customer Service, and Customer Support.
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trial Search contacts