Mark Compton

Mark Compton Email and Phone Number

Head of Compliance / SMF16 / SMF 17 / Solicitor / Regulatory Partner @ Charles Russell Speechlys
Mark Compton's Location
London, England, United Kingdom, United Kingdom
Mark Compton's Contact Details

Mark Compton personal email

n/a
About Mark Compton

Over 25 years’ experience in financial services regulation, financial crime, compliance, risk and corporate ethics. I have been enforcement and legal counsel at the FSA, SMF16 and 17, regulatory partner, financial crime advisor and compliance consultant at a law firm. I have provided advice and training to audiences ranging from main boards of PLCs to front office trading and sales staff on both contentious and a non-contentious issues. The Legal 500 UK directory have reported that I am “user friendly” and that my advice is “very clear” and “practical”. They also noted that my clients commented on my “fantastic knowledge” of financial services legislation and that I am “particularly well regarded regarding AML matters and economic sanctions” and “extremely knowledgeable in the commodity space”.

Mark Compton's Current Company Details
Charles Russell Speechlys

Charles Russell Speechlys

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Head of Compliance / SMF16 / SMF 17 / Solicitor / Regulatory Partner
Mark Compton Work Experience Details
  • Charles Russell Speechlys
    Director Of Compliance
    Charles Russell Speechlys Nov 2024 - Present
    London, Gb
  • Charles Russell Speechlys
    Senior Compliance Consultant
    Charles Russell Speechlys Jun 2024 - Nov 2024
    London, Gb
  • R.J. O'Brien
    Head Of Compliance Uk
    R.J. O'Brien Jul 2023 - Jan 2024
    Chicago, Il, Us
  • Bny Mellon
    Managing Director, Head Of Emea Markets And Treasury Compliance
    Bny Mellon Sep 2017 - May 2023
    New York, Ny, Us
  • Mayer Brown
    Partner
    Mayer Brown May 2011 - Sep 2017
    Chicago, Il, Us
    EditRe-order
  • Bp
    Senior Regulatory Legal Advisor
    Bp Sep 2004 - Apr 2011
    London, England, Gb
  • Financial Services Authority
    Legal Advisor, Enforcement And General Counsel'S Divisions
    Financial Services Authority May 2000 - Aug 2004
    Stratford, London, Gb
  • London Stock Exchange
    Legal Advisor - Uk Listing Authority
    London Stock Exchange Dec 1998 - Apr 2000
    London, England, Gb
  • Slaughter And May
    Associate, Litigation Department
    Slaughter And May Sep 1993 - Nov 1998
    London, London, Gb

Mark Compton Skills

Financial Regulation Anti Corruption Anti Money Laundering Energy Commodity Sanction Fcpa Litigation Securities Corporate Law Trading Hedge Funds Securities Regulation Investment Banking Corporate Governance Aml Cross Border Transactions Financial Services Legal Advice Joint Ventures Regulations Due Diligence Commercial Litigation

Mark Compton Education Details

  • University Of Cambridge
    University Of Cambridge
    History

Frequently Asked Questions about Mark Compton

What company does Mark Compton work for?

Mark Compton works for Charles Russell Speechlys

What is Mark Compton's role at the current company?

Mark Compton's current role is Head of Compliance / SMF16 / SMF 17 / Solicitor / Regulatory Partner.

What is Mark Compton's email address?

Mark Compton's email address is mc****@****own.com

What schools did Mark Compton attend?

Mark Compton attended University Of Cambridge.

What skills is Mark Compton known for?

Mark Compton has skills like Financial Regulation, Anti Corruption, Anti Money Laundering, Energy, Commodity, Sanction, Fcpa, Litigation, Securities, Corporate Law, Trading, Hedge Funds.

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