Michael Dutton Email & Phone Number

As a dedicated Senior Supervision Control Specialist with over 25 years in the financial services industry, I bring expertise in risk management and compliance. With a keen eye for detail and a proactive approach, I ensure that our financial advisory services adhere to regulatory standards and internal policies, safeguarding both the company and our clients. Over the years, I have honed my skills in identifying potential risks, implementing effective controls, and driving initiatives that enhance operational efficiency. My role involves close collaboration with various teams and market leaders to monitor and mitigate risks, conduct thorough reviews, and provide actionable insights for continuous improvement.Passionate about maintaining the highest standards of integrity and transparency, I am committed to fostering a culture of compliance and risk awareness within the organization. My rational mindset, combined with strong communication skills, allows me to effectively navigate regulatory landscapes and support strategic decision-making.As a Vice President at Wells Fargo Advisors, I am proud to contribute to a trusted brand that prioritizes the financial well-being of its clients, ensuring that we not only meet but exceed industry standards. I am a Registered Associate with the FINRA Series 7, 63, 66, 9/10 Registrations and Missouri Life and Health Insurance Producer License.Opinions and comments expressed by LinkedIn Members are those of the persons submitting them and do not necessarily represent the views of the creator of this profile or their firm

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  Southeast Missouri State University

  Bachelor Of Arts - Ba