Director
CurrentMarkets Risk & Control- Lead strategic Risk and Control related change projects across the Front Office, focusing on conflict of interest management, electronic trading, unauthorized trading prevention, governance, and supervision; reducing regulatory, reputational, conduct, and fraud risk to the firm. -Design global, cross-Markets conduct risk program to manage conflicts of interest, focusing on conflict identification, risk assessment, control design, ongoing review, and… Show more Markets Risk & Control- Lead strategic Risk and Control related change projects across the Front Office, focusing on conflict of interest management, electronic trading, unauthorized trading prevention, governance, and supervision; reducing regulatory, reputational, conduct, and fraud risk to the firm. -Design global, cross-Markets conduct risk program to manage conflicts of interest, focusing on conflict identification, risk assessment, control design, ongoing review, and governance, ultimately embedding conflict management into each business.-Direct implementation of Global Electronic Trading Governance and Controls policy, resulting in consistent and comprehensive control implementation across all electronic trading and order/quote entry systems in Markets- Partner with senior management across the Front Office and Infrastructure functions across the firm including Compliance, Technology, Operations, Finance, and Internal Audit to strengthen the control framework.- Leverage cross-Markets role to solve similar issues across businesses consistently. Show less
