Megan Powers

Megan Powers Email and Phone Number

Head of Innovation, Platforms and Communications Compliance at Morgan Stanley Wealth Management @ Morgan Stanley
New York City
Megan Powers's Location
New York City Metropolitan Area, United States, United States
Megan Powers's Contact Details
About Megan Powers

I am a senior Compliance executive with significant leadership experience in Artificial Intelligence, Generative AI, Digital Platforms, Communications with the Public and Investment Advisory. I have over 20 years of experience in Financial Services with an extensive background in developing and building out control frameworks for novel technologies and platforms that are top areas of focus for regulators.

Megan Powers's Current Company Details
Morgan Stanley

Morgan Stanley

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Head of Innovation, Platforms and Communications Compliance at Morgan Stanley Wealth Management
New York City
Website:
morganstanley.com
Employees:
501
Company phone:
(212)761-4000
Megan Powers Work Experience Details
  • Morgan Stanley
    Executive Director, Head Of Innovation, Platforms And Communications Compliance
    Morgan Stanley Jul 2023 - Present
    New York, Ny, Us
    Provide advice and guidance to Morgan Stanley Wealth Management’s Analytics, Data & Innovation businesses, including use of Artificial Intelligence and Generative AI models and platforms.Manage team that provides advice and guidance supporting Client and Financial Advisor platforms, social media platforms, communications channels, and marketing and email platforms.
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  • Morgan Stanley
    Executive Director, Head Of Digital Strategy Compliance
    Morgan Stanley Apr 2020 - Jul 2023
    New York, Ny, Us
    Head of team that provides Advisory Compliance coverage for Analytics, Data & Innovation, Digital Programs, Platforms, Communications, Marketing and Virtual Offerings
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  • Morgan Stanley
    Executive Director, Digital Strategy Compliance
    Morgan Stanley Oct 2017 - Apr 2020
    New York, Ny, Us
    Advisory Compliance coverage for Digital Programs and PlatformsPartner with the Legal, Risk and Digital businesses of Morgan Stanley Wealth Management to help build an industry leading digital platform by assessing regulatory guidance and adequacy of controls related digital offerings.
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  • Morgan Stanley
    Executive Director, Investment Advisory Compliance
    Morgan Stanley Jan 2017 - Oct 2017
    New York, Ny, Us
    View
  • Morgan Stanley
    Vice President, Investment Advisory Compliance
    Morgan Stanley Aug 2010 - Dec 2016
    New York, Ny, Us
    Partner with the Investment Advisory ("IA") businesses of Morgan Stanley Wealth Management to assess any implications of regulatory initiatives affecting the businesses. Review the adequacy of existing surveillance, policies and procedures, and other controls related to the IA businesses.
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  • Barclays Wealth Management
    Vice President
    Barclays Wealth Management Sep 2008 - Aug 2010
    London, Gb
    Collaborate with Senior Management, Legal, Compliance and the Sales Force to create a best-in-class Advisory platformEnsure internal policies and sales practices are being adhered to through daily surveillance and management of the Barclays Wealth Americas audit remediation program
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  • Lehman Brothers
    Business Control Officer
    Lehman Brothers Jul 2006 - Sep 2008
    Us
    Liaise extensively with Senior Management, Legal, Compliance and Finance groups to assist in Private Investment Management’s overall Sales Practice effort and effectively manage Firm's goal to generate revenues while balancing the division's obligation of adhering to internal and external rules and regulations
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  • Lehman Brothers
    Sales Associate
    Lehman Brothers Jul 2001 - Jul 2006
    Us
    Extensive contact with high net worth and middle market institutional clients, including trade execution, dissemination of intra-day research, asset allocations, performance analysis, core account maintenance and problem resolution
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Megan Powers Skills

Series 7 Series 63 Asset Allocation Securities Investment Advisory Equities Trading Bloomberg Finra Finance Investments Auditing Financial Advisory Capital Markets Fixed Income Series 9 Series 10 Compliance Audit Remediation

Megan Powers Education Details

  • University Of Delaware
    University Of Delaware
    Consumer Economics
  • St. Anthonys High School
    St. Anthonys High School

Frequently Asked Questions about Megan Powers

What company does Megan Powers work for?

Megan Powers works for Morgan Stanley

What is Megan Powers's role at the current company?

Megan Powers's current role is Head of Innovation, Platforms and Communications Compliance at Morgan Stanley Wealth Management.

What is Megan Powers's email address?

Megan Powers's email address is me****@****ail.com

What is Megan Powers's direct phone number?

Megan Powers's direct phone number is +191425*****

What schools did Megan Powers attend?

Megan Powers attended University Of Delaware, St. Anthonys High School.

What skills is Megan Powers known for?

Megan Powers has skills like Series 7, Series 63, Asset Allocation, Securities, Investment Advisory, Equities, Trading, Bloomberg, Finra, Finance, Investments, Auditing.

Who are Megan Powers's colleagues?

Megan Powers's colleagues are Jeff Puente, Christine Scimeca, Matt Misisco, Sam Gotham, Cfp®, Lakshman Misra, Katie Lin, Atul Dalmia.

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