- Manage team in US and India to ensure financial independence of 80,000 monitored employees- Draft and implement policies and procedures, including independence cryptocurrency policy and reporting requirements for initial coin offering investments- Maintain processes to identify policy breaches; counsel professionals on remediation and reporting- Responsible for maintaining 65+ broker relationships, including negotiating broker and vendor agreements

Manage Insider Trading (TRE) and Conflict of Interest (COI) Programs• Draft and maintain policies and procedures, ensuring compliance with legal and regulatory obligations and industry best practices; implement across all business units by working with multiple stakeholders including business line management, compliance, legal and audit• As subject matter expert, responsible for training and providing presentations to business line employees and compliance personnel and for managing and auditing TRE and COI compliance personnel work product• Conduct investigations into potential violations of insider trading policy, together with the litigation team• Responsible for managing audit and regulator exams and implementing enhanced controls to address findings• Program liaison with Privacy Counsel, L&E Counsel, IT, and service providers to address business enhancement needs and regulatory changes; review and negotiate broker service agreements and vendor contracts

• Responsible for all CFTC and NFA compliance filings • Responsible for monitoring and researching legal and regulatory developments and developing and managing cross-departmental implementation of related policies and procedures • Conduct Code of Ethics, trading department and email review testing to ensure compliance with policies

• Drafted and reviewed offering materials for private funds, including private placement memoranda, limited partnership agreements, subscription booklets, side letters, and marketing materials and presentations• Conducted legal research and drafted client memoranda on pertinent topics • Applied working knowledge of Investment Advisers Act of 1940 and ERISA

• Drafted and prepared onshore and offshore private investment fund documentation• Drafted and negotiated managed account agreements, confidentiality agreements, fund investor side letters• Led project to create terms database to record and track all notification provisions and material representations