Melissa Lawson

Melissa Lawson Email and Phone Number

Principal, Chief Compliance Officer at Platinum Equity @ Platinum Equity
Melissa Lawson's Location
Los Angeles Metropolitan Area, United States, United States
Melissa Lawson's Contact Details

Melissa Lawson work email

Melissa Lawson personal email

Melissa Lawson phone numbers

About Melissa Lawson

Melissa Lawson is a Principal, Chief Compliance Officer at Platinum Equity at Platinum Equity. She possess expertise in securities, series 7, hedge funds, aml, securities regulation and 48 more skills. Colleagues describe her as "I hired Melissa into the Global Compliance Group at Fitch and relied on her to restructure and upgrade the Global Personal Conflicts Monitoring function. She did an amazing job. She didn’t have experience in the credit ratings business and quickly assessed the firm’s needs and gained the respect of employees throughout the firm from executives to junior staff. She is an outstanding leader and implementer, too. She hired and trained new staff. She updated policies and procedures and oversaw the successful implementation of a new system. None of this was easy at an organization that was newly regulated. She focuses on relevant matters and resolves issues promptly. Using her knowledge she successfully navigates new terrain and maintains a positive outlook. Melissa is a pleasure to work with and made my work life easier." and "Melissa is a dedicated leader with strong technical skills in essential areas of compliance. During a difficult transition for our compliance function, much was asked of Melissa and her team and they quickly earned my trust and respect. Melissa’s experience and perspective led to the creation of sound policy and reporting, as well as a very balanced and effective approach."

Melissa Lawson's Current Company Details
Platinum Equity

Platinum Equity

View
Principal, Chief Compliance Officer at Platinum Equity
Melissa Lawson Work Experience Details
  • Platinum Equity
    Principal, Chief Compliance Officer
    Platinum Equity Apr 2024 - Present
    Beverly Hills, Ca, Us
    Founded in 1995 by Tom Gores, Platinum Equity is a global investment firm with approximately $48billion of assets under management and a portfolio of approximately 50 operating companies that serve customers around the world. Platinum Equity specializes in mergers, acquisitions and operations – a trademarked strategy it calls M&A&O® – acquiring and operating companies in a broad range of business markets, including manufacturing, distribution, transportation and logistics, equipment rental, metals services, media and entertainment, technology, telecommunications and other industries. Over the past 29 years Platinum Equity has completed more than 400 acquisitions.
  • Platinum Equity
    Principal, Deputy Chief Compliance Officer
    Platinum Equity May 2021 - Apr 2024
    Beverly Hills, Ca, Us
  • Platinum Equity
    Senior Vice President, Deputy Chief Compliance Officer
    Platinum Equity Apr 2019 - May 2021
    Beverly Hills, Ca, Us
  • Raymond James
    Vice President - Head Of Regulatory Exams And Issues Management
    Raymond James Jul 2018 - Jan 2019
    St. Petersburg, Florida, Us
  • Fitch Ratings
    Senior Director - Global Head Of Personal Conflicts Monitoring
    Fitch Ratings Jan 2014 - Jul 2018
    New York, New York, Us
    Oversaw a global team engaged in monitoring employee personal trading, outside business activities, vendor management, and other potential conflicts of interests under SEC, EU and other global credit rating agency rules.
  • Morgan Stanley
    Executive Director - Head Of Core Compliance
    Morgan Stanley Oct 2012 - Dec 2013
    New York, Ny, Us
    Global head of financial holding company (FHC) and core compliance encompassing global training, compliance policies and procedures, employee trade surveillance, metrics and board reporting, FHC monitoring and testing, FRB and OCC quarterly monitoring. Also charged with drafting the annual compliance plan, completing the global compliance risk and control self assessment and creating BRDs and participating in the GRC system selection.
  • Annaly Capital Management
    Associate General Counsel - Fidac
    Annaly Capital Management Jul 2008 - Sep 2012
    New York, New York, Us
    Associate General Counsel – FIDAC, a wholly owned subsidiary of Annaly Capital ManagementManaged full compliance lifecycle overseeing a $122 billion SEC registered investment adviser. Also served as counsel and advised on employment law matters, vendor selection and contract negotiation and other ad hoc issues.
  • Annaly Capital Management
    Chief Compliance Officer And Corporate Secretary - Rcap Securities, Inc.
    Annaly Capital Management Jul 2008 - Sep 2012
    New York, New York, Us
    CCO and Corporate Secretary - RCap Securities, Inc., a wholly owned subsidiary of Annaly Capital ManagementHired to create RCap, obtain FINRA approval and serve as Chief Compliance Officer for this self-clearing broker-dealer subsidiary operating institutional sales and underwriting businesses. Served as corporate secretary and member of RCap’s Credit Committee, managing all corporate filings.
  • Bear Stearns & Co.
    Associate Director - Compliance Officer
    Bear Stearns & Co. Jan 2006 - Jul 2008
    Montreal, Qc, Ca
    Lead advisor to the Private Client Services executive management team, interpreting and applying rules and regulations applicable to the retail brokerage and advisory businesses. Established, maintained, and enforced written policies and procedures, created and delivered training, conducted investigations and made heightened supervision recommendations.
  • Brown Brothers Harriman
    Counsel
    Brown Brothers Harriman Sep 2004 - Dec 2005
    New York, Ny, Us
    Led regulatory examinations with NYSE, NYSBA and SEC-OCIE. Drafted regulatory filings (13F, 13D/G, Form ADV and disclosure documents) and managed all aspects of complaint handling, reported, investigated, drafted responses, negotiated all customer complaints. Conducted onsite compliance examinations of retail offices to test adherence to firm and regulatory requirements.
  • Galway Capital, Llc
    Legal And Regulatory Compliance Manager
    Galway Capital, Llc 2001 - 2003
    Tobacco Legal Fee Securitizations

Melissa Lawson Skills

Securities Series 7 Hedge Funds Aml Securities Regulation Mutual Funds Finra Investments Capital Markets Due Diligence Equities Alternative Investments Private Equity Asset Managment Risk Management Series 24 Derivatives Investment Advisory Fixed Income Investment Banking Series 63 Asset Management Investment Management Prime Brokerage Financial Services Trading Broker Dealer Investment Advisers Act Options Financial Regulation Structured Finance Private Placements Registered Investment Advisor Anti Money Laundering Leadership Corporate Governance Regulatory Compliance Risk Assessment Enterprise Risk Management Internal Investigations Regulatory Affairs Regulatory Requirements Operational Risk Financial Risk Conflict Management Training Grc General Corporate Counsel Anti Bribery U.s. Office Of Foreign Assets Control Fcpa Third Party Vendor Management Vendor Contracts

Melissa Lawson Education Details

  • American University Washington College Of Law
    American University Washington College Of Law
    Law
  • Georgetown University Law Center
    Georgetown University Law Center
    Taxation
  • Central Connecticut State University
    Central Connecticut State University
    Geography

Frequently Asked Questions about Melissa Lawson

What company does Melissa Lawson work for?

Melissa Lawson works for Platinum Equity

What is Melissa Lawson's role at the current company?

Melissa Lawson's current role is Principal, Chief Compliance Officer at Platinum Equity.

What is Melissa Lawson's email address?

Melissa Lawson's email address is me****@****ngs.com

What is Melissa Lawson's direct phone number?

Melissa Lawson's direct phone number is +121261*****

What schools did Melissa Lawson attend?

Melissa Lawson attended American University Washington College Of Law, Georgetown University Law Center, Central Connecticut State University.

What skills is Melissa Lawson known for?

Melissa Lawson has skills like Securities, Series 7, Hedge Funds, Aml, Securities Regulation, Mutual Funds, Finra, Investments, Capital Markets, Due Diligence, Equities, Alternative Investments.

Free Chrome Extension

Find emails, phones & company data instantly

Find verified emails from LinkedIn profiles
Get direct phone numbers & mobile contacts
Access company data & employee information
Works directly on LinkedIn - no copy/paste needed
Get Chrome Extension - Free

Aero Online

Your AI prospecting assistant

Download 750 million emails and 100 million phone numbers

Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.