Melissa Lawson Email and Phone Number
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Melissa Lawson is a Principal, Chief Compliance Officer at Platinum Equity at Platinum Equity. She possess expertise in securities, series 7, hedge funds, aml, securities regulation and 48 more skills. Colleagues describe her as "I hired Melissa into the Global Compliance Group at Fitch and relied on her to restructure and upgrade the Global Personal Conflicts Monitoring function. She did an amazing job. She didn’t have experience in the credit ratings business and quickly assessed the firm’s needs and gained the respect of employees throughout the firm from executives to junior staff. She is an outstanding leader and implementer, too. She hired and trained new staff. She updated policies and procedures and oversaw the successful implementation of a new system. None of this was easy at an organization that was newly regulated. She focuses on relevant matters and resolves issues promptly. Using her knowledge she successfully navigates new terrain and maintains a positive outlook. Melissa is a pleasure to work with and made my work life easier." and "Melissa is a dedicated leader with strong technical skills in essential areas of compliance. During a difficult transition for our compliance function, much was asked of Melissa and her team and they quickly earned my trust and respect. Melissa’s experience and perspective led to the creation of sound policy and reporting, as well as a very balanced and effective approach."
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Principal, Chief Compliance OfficerPlatinum Equity Apr 2024 - PresentBeverly Hills, Ca, UsFounded in 1995 by Tom Gores, Platinum Equity is a global investment firm with approximately $48billion of assets under management and a portfolio of approximately 50 operating companies that serve customers around the world. Platinum Equity specializes in mergers, acquisitions and operations – a trademarked strategy it calls M&A&O® – acquiring and operating companies in a broad range of business markets, including manufacturing, distribution, transportation and logistics, equipment rental, metals services, media and entertainment, technology, telecommunications and other industries. Over the past 29 years Platinum Equity has completed more than 400 acquisitions. -
Principal, Deputy Chief Compliance OfficerPlatinum Equity May 2021 - Apr 2024Beverly Hills, Ca, Us -
Senior Vice President, Deputy Chief Compliance OfficerPlatinum Equity Apr 2019 - May 2021Beverly Hills, Ca, Us -
Vice President - Head Of Regulatory Exams And Issues ManagementRaymond James Jul 2018 - Jan 2019St. Petersburg, Florida, Us -
Senior Director - Global Head Of Personal Conflicts MonitoringFitch Ratings Jan 2014 - Jul 2018New York, New York, UsOversaw a global team engaged in monitoring employee personal trading, outside business activities, vendor management, and other potential conflicts of interests under SEC, EU and other global credit rating agency rules. -
Executive Director - Head Of Core ComplianceMorgan Stanley Oct 2012 - Dec 2013New York, Ny, UsGlobal head of financial holding company (FHC) and core compliance encompassing global training, compliance policies and procedures, employee trade surveillance, metrics and board reporting, FHC monitoring and testing, FRB and OCC quarterly monitoring. Also charged with drafting the annual compliance plan, completing the global compliance risk and control self assessment and creating BRDs and participating in the GRC system selection. -
Associate General Counsel - FidacAnnaly Capital Management Jul 2008 - Sep 2012New York, New York, UsAssociate General Counsel – FIDAC, a wholly owned subsidiary of Annaly Capital ManagementManaged full compliance lifecycle overseeing a $122 billion SEC registered investment adviser. Also served as counsel and advised on employment law matters, vendor selection and contract negotiation and other ad hoc issues. -
Chief Compliance Officer And Corporate Secretary - Rcap Securities, Inc.Annaly Capital Management Jul 2008 - Sep 2012New York, New York, UsCCO and Corporate Secretary - RCap Securities, Inc., a wholly owned subsidiary of Annaly Capital ManagementHired to create RCap, obtain FINRA approval and serve as Chief Compliance Officer for this self-clearing broker-dealer subsidiary operating institutional sales and underwriting businesses. Served as corporate secretary and member of RCap’s Credit Committee, managing all corporate filings. -
Associate Director - Compliance OfficerBear Stearns & Co. Jan 2006 - Jul 2008Montreal, Qc, CaLead advisor to the Private Client Services executive management team, interpreting and applying rules and regulations applicable to the retail brokerage and advisory businesses. Established, maintained, and enforced written policies and procedures, created and delivered training, conducted investigations and made heightened supervision recommendations. -
CounselBrown Brothers Harriman Sep 2004 - Dec 2005New York, Ny, UsLed regulatory examinations with NYSE, NYSBA and SEC-OCIE. Drafted regulatory filings (13F, 13D/G, Form ADV and disclosure documents) and managed all aspects of complaint handling, reported, investigated, drafted responses, negotiated all customer complaints. Conducted onsite compliance examinations of retail offices to test adherence to firm and regulatory requirements. -
Legal And Regulatory Compliance ManagerGalway Capital, Llc 2001 - 2003Tobacco Legal Fee Securitizations
Melissa Lawson Skills
Melissa Lawson Education Details
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American University Washington College Of LawLaw -
Georgetown University Law CenterTaxation -
Central Connecticut State UniversityGeography
Frequently Asked Questions about Melissa Lawson
What company does Melissa Lawson work for?
Melissa Lawson works for Platinum Equity
What is Melissa Lawson's role at the current company?
Melissa Lawson's current role is Principal, Chief Compliance Officer at Platinum Equity.
What is Melissa Lawson's email address?
Melissa Lawson's email address is me****@****ngs.com
What is Melissa Lawson's direct phone number?
Melissa Lawson's direct phone number is +121261*****
What schools did Melissa Lawson attend?
Melissa Lawson attended American University Washington College Of Law, Georgetown University Law Center, Central Connecticut State University.
What skills is Melissa Lawson known for?
Melissa Lawson has skills like Securities, Series 7, Hedge Funds, Aml, Securities Regulation, Mutual Funds, Finra, Investments, Capital Markets, Due Diligence, Equities, Alternative Investments.
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