Securities Regulation Paralegal
• Reviewed data and documents responsive to SEC subpoenas related to insidertrading and client oversight policies, as principal paralegal within Securities Derivatives Enforcement Regulation (SDER) group, dramatically reducing clients' liability.• Assisted senior partner Holly Gregory in highly confidential interviews of boards of directors and used MS Powerpoint to present data from director questionnaires as part of clients’ annual corporate governance reviews.• Developed methods for streamlining composition of transaction chronologiesresponsive to FINRA requests, training junior paralegals in these methods.• Used MS Powerpoint to organize excerpts of sensitive chatroom discussions of foreign currency trading.• Cite-checked, fact checked, and proofread legal briefs, internal memos, and academic articles making use of Westlaw.• Reviewed documents using Inventus Relativity and cite-checked briefs as part of five-person paralegal team supporting attorneys in $14B bankruptcy litigation• Reviewed and organized essential documents in advance of and immediately following closings of multimillion dollar real estate deals. • Served as interpreter for French-speaking pro bono client seeking political asylum.• Organized and personally delivered extremely sensitive documents across state lines as part of corporate transactions, including hostile takeovers.• Maintained sales records for investment fund clients, reviewed and uploaded Form ID and new and updated Form Ds to SEC EDGAR website as part of as part of Blue Sky Regulatory group.
