Senior Independent Testing Specialist
Current• Lead Reviewer in financial crimes risk for wholesale businesses. • Design and execute end-to-end horizontal control reviews and issue validations.• Apply consistent methodology, in adherence with Bank Secrecy Act (BSA) and Anti-Money Laundering (AML) regulations.• Develop testing strategies to risk assessment matrices, process flows, and data analysis to include root cause identifications.• Inherent risk evaluated as per applied regulation to mitigate and lower residual. • Prepare executive reports highlighting deficiencies in corporate policy, procedures and controls related to regulatory compliance and operational risk.• Provide leadership, guidance and training for more junior team members.
Aug 2013 - Present
