Michael Chick Email & Phone Number

I currently serve as CCO to a regional adviser comprising part of the 8th largest institutional asset manager globally which offers market-based alpha-oriented strategies, derivative overlays, equity solutions, and liability-centric strategies.Member Executive Committee, Valuation Committee, Execution Oversight Committee, amongst others.Chair of Risk Oversight Committee.Compliance professional - lawyer with extensive experience developing and directing compliance programs for hedge fund, private equity, separate account, and mutual fund managers.Managed both large global compliance teams and smaller tactical teams.Substantial experience in examination preparation and response, management, strategic planning, resource allocation and implementation of evolving technology for compliance.International regulatory experience with the US SEC, DOL, FINRA, OSC, UK FCA, Singapore MSA, SFC of Hong Kong, JFSA, CIMA, ASIC, and others.