Michael Connor Email & Phone Number

London, Gb

Acting as a senior legal,company secretarial and regulatory resource across the Argenta platforms. With a focus on supporting Argenta Private Capital LImited.

City Of Hamilton, ..., Bm

General Counsel and Company Secretary of the UK insurance company within an dynamic international insurance group. Responsible for the provision of advice and support to colleagues with regard to governance, regulatory and legal issues.I am currently the Chair of the IUA's Legal and Regulatory Committee.

Chair of this Committee which acts as a major forum for regulatory and legal issues for London market firms for the IUA, the London market insurer trade association, through this role I liaise with IUA staff, a range of market practitioners and regulators, civil servants and other stakeholders.

I was the Group Compliance Officer which meant taking overall responsibility for the regulatory compliance activities over a number of jurisdictions and providing regulatory advice and support to staff to ensure we met all formal reporting and notification requirements as well as where appropiate developing proactive and open relationships with regulators such as the FSA and Lloyd's.

London, Gb

I focussed on providing advice in relation to IFA network compliance issues, including defence work in relation to FSA investigations into alleged regulatory breaches.

London, Gb

Starting as an graduate trainee I progressed to being Principal Regulatory Officer in the Brokers' Department until the end of Lloyd's regulation of brokers in 2000, I also spent some time regulating Managing Agents. I qualfiied as a solicitor and latterly worked in the Investigations department involved in investigations for possible enforcement action.

Ma, Area Studies (United States)

Ba, Modern History

History, Ancient History And English Literature