SEC Registered Transfer Agent

Trusted personal advisor to former senior financial executives and UHNW individuals, on a variety of topics including trends in Investing, Technology and Real Estate both locally and abroad. Regularly provide updates on Financial and Real Estate market activities, forecasts and industry conversations. Focused on opportunities regarding FinTech, Cryptocurrency, Commodities, AI, Machine Learning, Cloud computing and other relevant emerging investment ideas. Actively participate in discussions about wealth transfer planning, management of concentrated asset positions and prospective real estate transactions. Provided services and consultation under mutually agreed upon NDAs. Capstone of previous professional and personal experiences.

Managed "inside the wall" team through financial crisis. Charged with cross-selling initiatives and analysis for entire JPM Asset Management (JPMAM) Division across all Firm client coverage.Represented JPMAM on Investment Bank/Corporate Bank Balance Sheet Review Committee with senior leadership from client coverage business units.Collaborated on financing requests from JPM's top 100 clients. Reviewed significant deal flow with objective to represent JPMAM perspective and present decision impacts on client revenues. Consulted with senior leadership of all JPM Chase Divisions including C-level.VP Equity Capital Markets - Tech, Software, FinTechAssociate - HY Capital Markets Syndicate deskAssociate - M&A IndustrialsClass of 1999 Investment Banking Associate Training ProgramChief Admin Officer - IB Industrials group

While attending grad school, worked with Merrill Lynch High Net Worth team. Performed research and analysis of various investment ideas utilizing Merrill Proprietary Research, Bloomberg and related information sources. Reviewed SEC filings, K’s, Q’s and 13-f’s. Specialized in presenting developing tech and global investment topics.

Plant administration team member at Regional Division HQs manufacturing facility. Provide team leadership on various initiatives including US Dept of Labor EEOC audit, due-diligence visits to potential acquisition targets, Workers Safety Committee chair in cooperation with OSHA and liaison with Ingersoll Rand Corporate.During college senior year - traveled 260 mile round trip every Tues and Thurs for final two semesters to continue Ingersoll opportunity and learning experience.