Treasury Control And Compliance Co-Ordinator
Current• Support Treasury Control and Compliance (TC&C) Manager in implementation of Operational Risk Framework within Treasury• Support section heads in the production of departmental risk registers• Support section heads in completion of quarterly Risk and Control Self Assessment and, where applicable, ensure completion of any Corrective Action Plans• Perform control and compliance reviews, providing reports to Senior Management and recommendations to the business where appropriate• Follow up of Internal and External Audit, Group Compliance and Information Security Reports and reports from Regulators to ensure agreed actions are completed on a timely basis• Produce reports of key operational risk data on a monthly basis to provide to key stakeholders• Respond to general compliance related queries within Treasury• Review publications by regulatory and other relevant bodies (e.g. FSA, Bank of England, BBA, European Commission) to ensure ongoing compliance• Identify any possible changes to TSC procedures and processes to ensure represent relevant regulations/industry codes of best practice• Ensure Treasury’s Anti-Money Laundering (AML) and other compliance policies and procedures reflect latest Regulations/Guidance Notes• Production and delivery of Treasury specific AML training• Completion of AML checks on new Treasury Counterparties as well as ongoing transaction monitoring• Production and reconciliation of annual section 17 data of interest paid to depositors to be submitted to HMRC• Produce and review daily audit logs• Maintain appropriate and up to date Business Continuity documentation and assist with testing as appropriate• Maintain up-to-date knowledge of the regulatory and control environment within Treasury
