¨ Chief Operating Officer and Chief Investment Officer with P&L responsibility for eight years of investment advisory firm with seventeen mutual funds, $4.0 Billion in assets ¨ An entrepreneurial co-founder with another person of a mutual fund advisory company managing up to $775M, a bank with present assets of $600 Million, a discount brokerage and a government securities trading activity¨ Experience as CFO in purchasing, financing and operating shopping centers in Midwest for past 5 years¨ Foundation in corporate banking at Citibank, in investment banking at Drexel and in computer technology at IBMSpecialties: CAREER EXPOSURE: Financial service business start-up, growth and profitability ¨ Credit analysis and lending ¨ Investment management ¨ Institutional selling ¨ Investment banking ¨ Accounting and finance ¨ Securities analysis ¨ Asset allocation ¨ Trustee and Director relationships ¨ Derivatives ¨ P & L management ¨ Computers