• Oversee the proper preparation of all SAR filings completed by investigative staff.• Complete SAR and Non-SAR filings including the preparation of supporting documentation to ensure compliance with federal regulations and FinCEN’s guidelines. • Supervise AML and Fraud Unit staff. Review completed investigations to determine proper outcome.• Inspect and repair all completed SARs for accuracy, proper conclusion and compliance with FinCEN regulations.• Address all BSA, AML and sanctions compliance matters.• Serve as USAlliance Financial’s OFAC administrator and handle all issues related to OFAC and all other sanction programs.• Correspond with law enforcement on cases, which involve check, loan, electronic and new account fraud.• Manage the prevention and recovery of approximately $2.5 million per month in fraudulent losses.• Maintain and update USAlliance Financial’s enterprise wide OFAC, BSA and AML risk assessment.• Served as an AML compliance resource to all lines of business.• Perform semi-annual risk reviews on clients deemed to be high risk. Perform enhanced KYC on targeted high-risk clients.• Review, research, and recommend approval status and timeline of potential new high-risk clients to management. Work closely with business units during client on-boarding process to effectively diagnose and mitigate risk level.

• Co-lead the sales management of the branch to ensure attainment of new account and lending sales goals.• Coached a team on proper execution of sales process and role model desired behaviors. Adhered to compliance and operations risk controls in accordance with the company and regulatory standards, policies and practices.• Was responsible for performing individual assigned sales activities and for fulfilling all assigned sales production goals and contributing to the branch strategic initiative and profitability.• Oversaw the effectiveness of branch operations throughout the Westchester County District.

• Preparation and analysis of financial statements, ensuring full adherence to statutory insurance and GAAP reporting requirements.• Utilized proper internal controls, as per Sarbanes Oxley requirements, and performed accounting data entry.