Mike Misner Email & Phone Number

Dallas-Fort Worth Metroplex

As a Compliance and Audit Consultant with Tatum by Randstad, I administer audit services in the alternative lending space, primarily in Texas and Ohio, for this professional consulting services firm specializing in delivering solutions to business leaders on complex, C-level finance, operations, and IT issues. Perform regulatory and collateral audits to ensure compliance with Texas Finance Code Title 5, Chapter 393, and US regulatory requirements. Leverage project management and organizational communication skills for timely completion and delivery of audit results and process improvement recommendations.► Accomplish 100 collateral and regulatory compliance reviews annually► Direct the planning, execution, and timely delivery of audit results and recommendations► Address identified compliance issues with the client for a product portfolio of 40► Define and scope new projects with new and existing clients► Streamline the annual scheduling and budgeting of projects

Dallas-Fort Worth Metroplex

As a CPA Consultant with Michael D. Misner CPA, I collaborated with C-Suite executives to develop a budget for SOX compliance projects. Implemented appropriate risk assessments to assess deficiencies of internal controls and made recommendations for improvement. Developed and documented internal controls and related policies and procedures spanning multiple financial and operational cycles. Planned and conducted fraud investigations, including report delivery to appropriate levels of management. Assisted executive management teams with creating and establishing internal controls necessary to detect and prevent fraudulent activities. Planned audit and advisory engagements of ASC 606 and SOX 404 compliance initiatives.► Governed external audit support, ASC 606, carve-out/divestiture support, CFO advisory, and interim management to Paradigm Advisory via internal teams and business process outsourcers► Developed and documented internal controls and related policies and procedures spanning multiple financial and operational cycles to a healthcare provider, Correct Care Solutions► Executed due diligence related to the carve-out of a division at Sallie Mae► Oversaw internal control conversion and implementation at 5 manufacturing facilities for $11B medical device manufacturer, Alcon ► Concluded SOX 404 testing at $1.5B Darling International, Inc with responsibility for 9 plants► Performed SOX 404 testing for $4.1B Darling Ingredients, Inc, $1.8B Fossil, $400M Emerge LLP, $700M Eagle Materials and Goldman Sachs

Dallas-Fort Worth Metroplex

As a Control and Compliance Consultant with Michael D. Misner CPA, I spearheaded project management and SOX compliance review for first-year SOX implementation of multi-location service provider Home Solutions of America. Planned and scoped the project, assessing and documenting the company's existing practices and internal controls. Supervised department operations and the team of third-party auditors. Created and updated process documentation, flowcharts, and process risk assessments. Implemented remediation planning and timeline to address identified control deficiencies. Performed the design and control testing of each critical control. Reported to the leadership team. Planned audit engagements to stay within budget.► Designed and instituted the internal control structures► Detected fraudulent activity schemes and assisted executive management with creating and establishing internal controls necessary to detect and prevent fraudulent activities► Worked independently through all phases of project management from the planning stage through report delivery► Partnered with executive management to identify control weaknesses and presented remediation necessary to eliminate or reduce liabilities

Dallas-Fort Worth Metroplex

As the Director of Internal Audit for Reddy Ice Holdings, Inc., I performed Annual Risk Assessment, developed detailed annual audit plan, supervised multiple audit engagements, managed Enterprise Risk Management project while serving as committee member and delivering audit results to Executive Committee.

Dallas-Fort Worth Metroplex

As the Senior Manager with WEAVER AND TIDWELL, LLP, I played a significant role in identifying and mitigating control weaknesses, documenting "key" controls, and directed and participated in testing of internal controls. Supervised multiple engagements using co-sourced employees.

Supervised team of 4 internal auditors. Responsible for hiring and supervising staff of contract auditors related to the implementation of Sarbanes-Oxley. Identified areas of high risk, developed financial and operational audit plans on an annual basis to address those risks, supervised all audits, and reported audit findings to the Audit Committee as well as executive and senior management. Performed other project related functions as needed.