Michael Moise Email & Phone Number

Lake In The Hills, IL, US

United States

Greater Chicago Area

CFO and compliance professional for broker/dealer firm

Greater Chicago Area

Senior Examiner responsible for auditing broker/dealer firms to ensure compliance with industry rules and regulations.

Established a formal accounting and reporting function to support the launch of onshore and offshore hedge fund vehicles for bank clientele.Reviewed and approved on a monthly basis, several multi-strategy fund of hedge funds portfolio valuations with total AUM of $1.2 billion as part of team overseeing $9 billion in fund of fund investment portfolios. Also.

Provided daily oversight of all back office functions for $3 billion in investment portfolios, including trade settlement, income collection, general ledger postings, account reconciliations, wire transfers, fixed income asset pricing, asset research and set-up, and asset securitizations.Performed monthly accounting and performance reporting for all the.

Managed $3 billion mutual fund and money market settlement group within Trust Operations Unit. Performed daily trade settlement, dividend posting and balancing of third party mutual fund accounts.Member of management team responsible for the planning and execution of strategic projects, staff training, and daily management functions necessary to ensure.