Experienced executive leading teams providing innovative compliance, risk and control solutions in financial services.Focused on innovation, transformation, best practices, technology enablement, collaboration and adding value. Most recently implementing software and developing integrated continuous assurance and insights using data analytics, artificial intelligence and automation. Also addressing the associated challenges with data, use cases, integration, change management and sustainability. Recent projects have included:• Re-imagined integrated assurance (across the three lines of defense "3LoD") using continuous monitoring, analytics and artificial intelligence (Tableau, Python, Natural Language Processing, Robotic Processing Automation and testing automation)• Global Credit Risk Assurance Transformation (combined assurance, use of technology and shared testing across the 3LoD)• Implementation of new global audit software (MetricStream) replacing 18 distinct audit systems• Providing concurrent project assurance for IFRS17• Developing and operating a global AML audit approach achieving aligned continuous assurance and meeting regulatory expectations• First head of audit for RBC US IHC and delivered audit assurance opinion for first US CCAR FRB capital filing Recent areas of accountability, focus and expertise include: wealth management, insurance, banking, credit risk management and US credit review; governance, risk management, regulations, compliance, anti-money laundering, model risk management, and capital management.
Listed skills include Enterprise Risk Management, Financial Risk, Sarbanes Oxley Act, Internal Controls, and 15 others.