Michael Philipp Email & Phone Number

I counsel clients in derivatives, securities, and digital asset transactions and regulation. My advice encompasses federal, state, and self-regulatory organization (SRO) regulation, compliance, and enforcement matters. Investment managers, proprietary trading firms, dealers, banks, brokerage firms, exchanges, and commercial end users turn to me for guidance in connection with exchange-traded and over-the-counter derivative instruments and cryptocurrencies. I bring more than 30 years of experience counseling market participants and investment managers through business and regulatory cycles and trends impacting markets, including greater globalization and innovation in products and market infrastructures.Publications:7/13/2021 - UK Commodity Derivatives Regime: FCA Not Enforcing Position Limits as HM Treasury Consults on Changes6/17/2021 - Basel Committee Proposes Risk-Based Regulatory Capital Treatment for Many Cryptoassets4/28/2021 - OCC Conditionally Approves Trust Company Charter for Crypto Firm3/9/2021 - National Futures Association Proposes New Reporting Requirements for Commodity Pool Operators1/19/2021 - FinCEN Proposes Crypto Reporting and Recordkeeping Requirements1/19/2021 - Want to Hedge Your Bets? CFTC Requests Public Comment on RSBIX NFL Event Contracts11/11/2020 - CFTC Amends Real-Time Swap Public Reporting Requirements11/4/2020 - New SEC Rule Will Regulate Registered Fund Investments in Derivatives10/26/2020 - CFTC Adopts Exemptive Relief for Non-US CPOs of Offshore Commodity Pools and Other Foreign Intermediaries10/12/2020 - CFTC Streamlines Form CPO-PQR10/9/2020 - CFTC Subcommittee Issues ‘First of Its Kind’ Climate Risk Report10/1/2020 - ‘Let’s Be Civil’: White House Due Process Memo May Improve Enforcement in Financial Regulatory Matters7/8/2020 - Final CFTC Rules Prohibit Post–Trade Name Give-Up for Swaps7/6/2020 - Farewell Reg AT, Hello Electronic Trading Principles6/16/2020 - CFTC Adopts Statutory Disqualification Requirement for Exempt CPOs6/12/2020 - Effective Compliance Oversight of Energy Commodity Trading in a Remote Trading Environment6/8/2020 - CFTC Proposes Relief for Non-US Commodity Pool Operators6/5/2020 - CFTC Delays Phase 5 Initial Margin Implementation Date5/20/2020 - Change in the US Regulatory Status of the KRX300 Futures Contract5/12/2020 - CFTC Issues Additional Relief in Response to COVID-194/9/2020 - Global Standard Setters Extend Deadlines for Uncleared Margin Requirements

Listed skills include Securities Regulation, Securities, Corporate Governance, Corporate Law, and 17 others.