Michael  S. Caccese

Michael S. Caccese Email and Phone Number

Co-Chairman @ K&L Gates LLP
Boston, MA, US
Michael S. Caccese's Location
Boston, Massachusetts, United States, United States
Michael S. Caccese's Contact Details

Michael S. Caccese work email

Michael S. Caccese personal email

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Michael S. Caccese phone numbers

About Michael S. Caccese

Michael Caccese is K&L Gates’ chairman and also serves as the lead practice area leader of the Asset Management and Investment Funds practice. K&L Gates maintains one of the most prominent asset management and investment funds practices in the United States–with more than 150 lawyers practicing from Asia, Australia, Europe and the United States, representing diversified financial services institutions and their affiliated service providers. Michael focuses his practice in the areas of investment management, including mutual funds, closed-end funds, interval funds, tender offer funds, hedge funds and separately managed accounts, in addition to advising on investment management and broker-dealer regulatory compliance. He also advises on structuring investment management professional team “lift-outs” and “placement,” “soft dollar” compliance, investment performance and the Global Investment Performance Standards (GIPS). He is also leading practitioner on investment advisor and broker dealer advertisement and marketing materials, laws and regulations and investment performance calculations and presentations, along with other investment management industry standards of practice. Michael has held various licenses over his career including Series 7, 14, 24, and 63, and has served as a compliance officer for NYSE and NASD broker-dealers. In addition, he has provided regulatory compliance advice for SEC registered investment advisors and CFTC registered commodity-trading advisors.Michael has been recognized by various legal directories such as Best Lawyers®, Chambers and Partners, Intercontinental Finance Magazine Leading Lawyers, The Legal 500 and The International Who's Who of Private Funds Lawyers as a leading practitioner in the investment management/broker-dealer area. He is also a two-time recipient of the BTI Client Service All-Star Award from the BTI Consulting Group, Inc., one of the country’s most independent and respected business research companies. BTI compiled its Client Service All-Star list based on interviews with more than 200 corporate counsel at large and Fortune 1000 companies. During these interviews, BTI asked corporate counsel to name individual attorneys who they believe truly deliver client service better than all others. Michael has also been selected by his peers for inclusion in The Best Lawyers in America® since 2014 in the field of Mutual Funds Law.

Michael S. Caccese's Current Company Details
K&L Gates LLP

K&L Gates Llp

View
Co-Chairman
Boston, MA, US
Website:
klgates.com
Employees:
4751
Michael S. Caccese Work Experience Details
  • K&L Gates Llp
    Co-Chairman
    K&L Gates Llp
    Boston, Ma, Us
  • K&L Gates Llp
    Chairman, Lead Practice Area Leader - Asset Management And Investment Funds
    K&L Gates Llp Mar 2001 - Present
    Boston, Ma
  • Cfa Institute
    Senior Vice President, General Counsel
    Cfa Institute Jan 1993 - Oct 2000
    Charlottesville, Va
  • Russell Investments
    Associate General Counsel
    Russell Investments Oct 1983 - Jan 1993
    Seattle, Wa
  • Federated Investors
    Corporate Counsel
    Federated Investors May 1980 - Oct 1983
    Pittsburgh, Pa
  • Us Securities And Exchange Commission, Division Of Enforcement
    Legal Intern
    Us Securities And Exchange Commission, Division Of Enforcement Jun 1979 - May 1980
    Philadelphia, Pa

Michael S. Caccese Skills

Investment Management Hedge Funds Investment Advisory Private Equity Financial Services Securities Regulation Broker Dealer Finra Mutual Funds Investments Due Diligence Asset Management Equities Alternative Investments Trading Investment Companies Investment Advisor Compliance Gips Compliance Investment Advisers Act Securities Corporate Law Investment Company Act Fund Of Funds Corporate Governance Banking Law Investment Strategies Financial Structuring Erisa Sec Filings Securities Offerings Sec Financial Regulation Etfs Licensing Capital Markets Venture Capital Securities Litigation

Michael S. Caccese Education Details

Frequently Asked Questions about Michael S. Caccese

What company does Michael S. Caccese work for?

Michael S. Caccese works for K&l Gates Llp

What is Michael S. Caccese's role at the current company?

Michael S. Caccese's current role is Co-Chairman.

What is Michael S. Caccese's email address?

Michael S. Caccese's email address is mcaccese@kl.com

What is Michael S. Caccese's direct phone number?

Michael S. Caccese's direct phone number is +161726*****

What schools did Michael S. Caccese attend?

Michael S. Caccese attended Temple University - James E. Beasley School Of Law, Penn State University.

What skills is Michael S. Caccese known for?

Michael S. Caccese has skills like Investment Management, Hedge Funds, Investment Advisory, Private Equity, Financial Services, Securities Regulation, Broker Dealer, Finra, Mutual Funds, Investments, Due Diligence, Asset Management.

Who are Michael S. Caccese's colleagues?

Michael S. Caccese's colleagues are Naoki Kawada, Jonah Harrison, Rani Redford, Sandra Brown, Ninamarie Moore, Katherine Hollingsworth, Amy Reimer Cegan.

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