Michael Simoes

Michael Simoes Email and Phone Number

Compliance Analyst at Safra Securities LLC | @ Safra Securities LLC
Michael Simoes's Location
New York City Metropolitan Area, United States, United States
About Michael Simoes

I am an undergraduate student at Montclair State University. I am currently a member of the Montclair State Marketing club, Finance Society. I am fluent in speaking Portuguese, Spanish, and English. I am skilled in Risk Analysis, Communication, Financial Planning, Economics, and Business. I have worked hard to be on Montclair State University Dean's List for the full academic year. I also enjoy doing extracurriculars such as joining clubs while I further my education in Finance and Economics. I am known as a confident, balanced, and passionate individual. I have experience in customer service, as I completed account transactions, and provided account services such as cashing checks in the banking industry. Therefore, I am a Reliable, Motivated, Hardworking person seeking to attain a degree in Bachelor of Business Administration concentrated in Finance, while minoring in Economics.

Michael Simoes's Current Company Details
Safra Securities LLC

Safra Securities Llc

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Compliance Analyst at Safra Securities LLC |
Michael Simoes Work Experience Details
  • Safra Securities Llc
    Assistant Vice President
    Safra Securities Llc Oct 2024 - Present
    • Analyze trade activity of retail and institutional brokerage clients, as well as registered investment advisors, to identify and/or prevent market manipulation and market abuse including but not limited to insider trading, ramping, spoofing/layering, and more using Actimize.• Investigate suspicious trade activity or patterns of unusual trading as appropriate for equity, options, and futures securities transactions• Research, analyze, and interpret current, new, and proposed trade monitoring related regulatory requirements to determine the impact to current processes and procedures.
  • Safra Securities Llc
    Associate
    Safra Securities Llc Jun 2023 - Oct 2024
    • Analyze trade activity of retail and institutional brokerage clients, as well as registered investment advisors, to identify and/or prevent market manipulation and market abuse including but not limited to insider trading, ramping, spoofing/layering, and more using Actimize.• Investigate suspicious trade activity or patterns of unusual trading as appropriate for equity, options, and futures securities transactions• Research, analyze, and interpret current, new, and proposed trade monitoring related regulatory requirements to determine the impact to current processes and procedures.
  • Safra Securities Llc
    Compliance Analyst
    Safra Securities Llc Oct 2022 - Jun 2023
  • Cargo Force, Inc.
    Material Handler
    Cargo Force, Inc. Jan 2021 - Oct 2022
    Miami, Fl, Us
  • Lusitania Savings Bank
    Bank Teller
    Lusitania Savings Bank Aug 2019 - Oct 2019

Michael Simoes Education Details

  • Montclair State University
    Montclair State University
    General

Frequently Asked Questions about Michael Simoes

What company does Michael Simoes work for?

Michael Simoes works for Safra Securities Llc

What is Michael Simoes's role at the current company?

Michael Simoes's current role is Compliance Analyst at Safra Securities LLC |.

What schools did Michael Simoes attend?

Michael Simoes attended Montclair State University.

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