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Michael Solomon Email & Phone Number
Executive Vice President
at
FINRA
1 work email found
@finra.org
2 phones found area 202 and 301
LinkedIn matched
✓ Verified August 2026
4 data sources
Profile completeness 100%
Current company
Role
Executive Vice President
Location
New York, United States
Company size
Who is Michael Solomon? Overview
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Quick answer
Michael Solomon is listed as Executive Vice President at FINRA, a with 83 employees, based in New York, United States. AeroLeads shows a work email signal at finra.org, phone signal with area code 202, 301, and a matched LinkedIn profile for Michael Solomon.
Michael Solomon previously worked as General Counsel & Chief Compliance Officer- Rockefeller Financial LLC at Rockefeller Capital Management and Senior Vice President and Senior Regional Director - North East at Financial Industry Regulatory Authority. Michael Solomon holds Jd, Law from New York University School Of Law.
Company email context
Email format at FINRA
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{first}.{last}@finra.org
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AeroLeads found 1 current-domain work email signal for Michael Solomon. Compare company email patterns before reaching out.
Profile bio
About Michael Solomon
Michael Solomon is a Executive Vice President at FINRA. He possess expertise in finra, sec, securities, securities regulation, series 24.
Listed skills include Finra, Sec, Securities, Securities Regulation, and 1 others.
Current workplace
Michael Solomon's current company
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11 roles · 38 years
Michael Solomon work experience
A career timeline built from the work history available for this profile.
Executive Vice President
CurrentResponsible for overseeing the strategic direction and execution of the Financial Industry Regulatory Authority's (FINRA) national Examination Program and Membership Application Program.
Jun 2022 - Present
General Counsel & Chief Compliance Officer- Rockefeller Financial Llc
Oversaw all legal and compliance functions, including civil litigation, internal investigations, regulatory examinations, drafting policies and procedures, developing compliance and supervision controls, develop all employee compliance and ethics training.Oversaw anti-money laundering and financial crimes compliance.Advise wealth management and investment banking business units regarding compliance with federal and state securities laws and regulations.
Mar 2019 - Jun 2021
Senior Vice President And Senior Regional Director - North East
Oversee all of FINRA's District offices in the northeast - New York, Philadelphia, Woodbridge - New Jersey, and Boston. The 350 staff in these offices conduct examinations; investigations of customer complaints, terminations for cause and other matters; and financial surveillance.
May 2014 - Mar 2019
Senior Vice President And Regional Director - Ny Region
Dec 2011 - May 2014
Managing Director & General Counsel - Regulatory, Litigation, And Employment Law
Dec 2006 - Dec 2011
Director And Associate General Counsel - Manager Of Regulatory Unit
Sep 2004 - Dec 2006
Director And Associate General Counsel
Manager of the Regulatory Examinations and Inquiries Group in the Office of General Counsel
Sep 1999 - Sep 2004
Associate
Defended broker-dealers and investment advisers and employees in SEC, NYSE, and NASD investigations.
Dec 1997 - Dec 1999
Trial Counsel
Investigated and prosecuted violations of NYSE and SEC rules and regulations by NYSE member firms and their employees.
Jun 1994 - Dec 1997
Assistant District Attorney
Trial Division and Organized Crime Narcotics Unit
1989 - 1994
~5 yrs
3 education records
Michael Solomon education
Jd, Law
New York University School Of Law
Ba, Psychology
Wesleyan University
Education record
Bay Shore High School
FAQ
Frequently asked questions about Michael Solomon
Quick answers generated from the profile data available on this page.
What company does Michael Solomon work for?
Michael Solomon works for FINRA.
What is Michael Solomon's role at FINRA?
Michael Solomon is listed as Executive Vice President at FINRA.
What is Michael Solomon's email address?
AeroLeads has found 1 work email signal at @finra.org for Michael Solomon at FINRA.
What is Michael Solomon's phone number?
AeroLeads has found 2 phone signal(s) with area code 202, 301 for Michael Solomon at FINRA.
Where is Michael Solomon based?
Michael Solomon is based in New York, United States while working with FINRA.
What companies has Michael Solomon worked for?
Michael Solomon has worked for Finra, Rockefeller Capital Management, Financial Industry Regulatory Authority, Jefferies & Company, and Ubs.
How can I contact Michael Solomon?
You can use AeroLeads to view verified contact signals for Michael Solomon at FINRA, including work email, phone, and LinkedIn data when available.
What schools did Michael Solomon attend?
Michael Solomon holds Jd, Law from New York University School Of Law.
What skills is Michael Solomon known for?
Michael Solomon is listed with skills including Finra, Sec, Securities, Securities Regulation, and Series 24.
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