Michael Steger

Michael Steger Email and Phone Number

Reliable and energetic compliance professional, striving to facilitate business solutions while maintaining regulatory integrity. @ Canandaigua National Bank & Trust
canandaigua, new york, united states
Michael Steger's Location
Rochester, New York Metropolitan Area, United States
Michael Steger's Contact Details

Michael Steger work email

Michael Steger personal email

n/a

Michael Steger phone numbers

About Michael Steger

Michael Steger, is a retired Senior Vice President Unit Manager with 25 years of experience in the retail banking and securities industry. Improve employee retention and increase overall team productivity, collaborate across the organization, using critical thinking and industry knowledge to deliver superior support and direction in high pressure situations.Michael is a graduate of Roberts Wesleyan College earning a Master of Science in Strategic Leadership and a Graduate Certificate from Cornell University in Labor Relations. He currently holds his FINRA Series 6, 7, 24, 53, 63, 65 (NYS Waiver), and 99 registration, also maintaining a New York State Life Accident and Health License.

Michael Steger's Current Company Details
Canandaigua National Bank & Trust

Canandaigua National Bank & Trust

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Reliable and energetic compliance professional, striving to facilitate business solutions while maintaining regulatory integrity.
canandaigua, new york, united states
Website:
cnbank.com
Employees:
435
Michael Steger Work Experience Details
  • Canandaigua National Bank & Trust
    Shareholder Advisory Group
    Canandaigua National Bank & Trust Jan 2023 - Present
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  • M&T Bank
    Office Inspection Unit Manager/ Senior Vice President, M&T Securities, Inc.
    M&T Bank 2019 - Dec 2022
    Upstate New York, United States
    Manage two Registered Supervisory Principals interaction to perform office inspections of registered locations across the footprint, delivering the results and ensuring remediation of identified issues, in accordance to firm policy and FINRA 3110 requirements. Monitor and Support cost center budget, in accordance to, P&L Reporting and overall business unit expense approval.
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  • M&T Bank
    Licensing And Registration Manager/Vice President, M&T Securities, Inc.
    M&T Bank 2014 - 2019
    Buffalo, New York, United States
    Managed 4 Licensing Specialists who assisted 1,300 licensed individuals across M&T Securities, M&T Bank, and Wilmington Trust. Identified areas to enhance efficiencies, productivity, and reduce expenses. Supervised with 1 direct FTE the firm’s email surveillance, social media, web supervision, in accordance to regulatory requirements. Coordinated and submitted Firm Regulatory Filings: FINRA Inquiries/Investigations, Form BD updates; and State Inquiries/Investigations, Form ADV updates.
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  • M&T Bank
    Senior Compliance Officer/Vice President, M&T Securities, Inc.
    M&T Bank 2005 - 2014
    Rochester, New York, United States
    Reported to the Chief Compliance Officer, assisted in setting strategic direction to support Sales Management to ensure compliance with firm and regulatory processes. Developed procedures and training to assist with compliance requirements. Handled field inspections of Office of Supervisory Jurisdiction (“OSJ”) and branches. Coordinated examinations: FINRA and Internal Audits.
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  • M&T Bank
    Regional Risk Manager/Vice President, M&T Securities, Inc.
    M&T Bank 2002 - 2005
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  • M&T Bank
    Regional Compliance Coordinator/Assistant Vice President, M&T Securities, Inc.
    M&T Bank 1998 - 2002
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  • M&T Bank
    Associate Investment Executive/Banking Officer, M&T Securities, Inc.
    M&T Bank 1997 - 1998
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  • M&T Bank
    Branch Manager/Banking Officer
    M&T Bank 1996 - 1997
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  • M&T Bank
    Business Development/Banking Officer
    M&T Bank 1994 - 1996
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  • M&T Bank
    Assistant Branch Manager
    M&T Bank Jan 1990 - 1994
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  • Us Navy
    Logistic Specialist First Class Petty Officer
    Us Navy 1996 - 2017
    United States Naval Reserves-Managed the Supply department and served as the Career Counselor supporting over 150 sailors.
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Michael Steger Education Details

Frequently Asked Questions about Michael Steger

What company does Michael Steger work for?

Michael Steger works for Canandaigua National Bank & Trust

What is Michael Steger's role at the current company?

Michael Steger's current role is Reliable and energetic compliance professional, striving to facilitate business solutions while maintaining regulatory integrity..

What is Michael Steger's email address?

Michael Steger's email address is ms****@****mtb.com

What is Michael Steger's direct phone number?

Michael Steger's direct phone number is +158525*****

What schools did Michael Steger attend?

Michael Steger attended St. Bonaventure University, Roberts Wesleyan College, Cornell University, Roberts Wesleyan College, Monroe Community College, American Institute Of Banking.

Who are Michael Steger's colleagues?

Michael Steger's colleagues are Sharon Garofanello, Gwen Crawford, Mary M., Christine Dunst, Julie Hosenfeld, Lori Palermo, Dylan Mcgann.

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