Michael Unold

Michael Unold Email and Phone Number

International Clearance and Settlement at Ridge Clearing & Outsourcing Solutions, Inc
Michael Unold's Location
Brooklyn, New York, United States, United States
Michael Unold's Contact Details

Michael Unold personal email

n/a
About Michael Unold

Experienced operations individual focused on Margin/Credit, Portfolio Accounting and Reconciliations and most recently International Clearing and Settlements in the Canada Market. I am very interested in learning more Global Market settlement processes, the various regulations of each country and the various settlement systems used to clear global trades.

Michael Unold's Current Company Details

International Clearance and Settlement at Ridge Clearing & Outsourcing Solutions, Inc
Michael Unold Work Experience Details
  • Broadridge Business Process Outsourcing, Llc
    International Clearance / Stock & Currency Reconciliation
    Broadridge Business Process Outsourcing, Llc Apr 2006 - Jun 2019
    Review unmatched, Dk’d trades as well as trades placed on hold by the counter parties.Follow status on large money trades ensuring prompt matching and settlement.Ensure 24-101 requirements are met for regulatory and internal purposes. Monitor cash availability avoiding overdrawn status in CDS. Coordinate netting and partials with two Credit Suisse entities.Extract and review FMCNets daily and post trades to Arrow/CDSReconcile Stock Record Breaks and resolve Cash Firm Out of Balances.Direct non-settlement stock and currency breaks to appropriate departments.Process corporate actions on BPS involving fail / balance order accounts.Instruct and oversee outsourcing group ensuring accuracy and timeliness.Escalate unresolved trade issues to management team.Monitor CNS and Reg SHO obligations.Train team members on Arrow, BPS and FMCNet applications.Develop a daily working partnership with new clients as well as established customers.Work closely with other Broadridge departments to resolve client inquiries.Extensive use of Global Frame Work
  • National Financial
    Margin Supervisor
    National Financial Oct 2005 - Apr 2006
    Managed a staff of nine margin representatives.Review aged Cash, Federal, House and NYSE calls and take market action if necessary.Review deficit reports for validity and possible escalation to next level of management.Follow-up on Reg SHO and Threshold security buy-ins. Resolve Escalation Issues submitted by Correspondents and/or Client Service Managers.Review and approve internal and external asset transfers.
  • Fiserv
    Margin Supervisor
    Fiserv Sep 2003 - Oct 2005
    Supervised a staff of 15 margin associates. Review and resolve aged Cash, Federal Calls, House and NYSE calls.Review Cash-Backed Short Puts reports.Responsible for the development of Departmental policies and procedures.Refigure margin/option requirements when needed.
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  • Lewco Securities
    Margin / International Clearing
    Lewco Securities 1983 - 2001
    Performed maintenance of Hambrecht and Quist cash, margin and option accounts.Reviewed and processed non-trade related transaction requests (including Federal Fund wires, check disbursements, delivery and transfer and ship instructions, ESOP payments).Manually calculated restricted loan requirements and reported potential risk to supervisors.
  • Arnhold And S. Bleichroeder, Inc., New York, Ny
    Supervisor, Assistant Vice President; Portfolio Administration
    Arnhold And S. Bleichroeder, Inc., New York, Ny Aug 1997 - Dec 1998
    Supervised two portfolio administrators and one Advent Administrator.Reviewed daily and monthly reconciliation of cash, securities and market values.Member of Confirm Steering Committee for Arnhold and S. Bleichroeder, Inc.
  • Schroder Capital Management, Inc., (Parent Co. Of Lewco Sec.)
    Manager, Vice President; Portfolio Administration
    Schroder Capital Management, Inc., (Parent Co. Of Lewco Sec.) 1989 - 1997
    Supervised six portfolio administrators and three settlement associates ensuring accurate and timely maintenance of all administrative and settlement activities.Acted as a liaison between Schroder Capital Management and Lewco Securities Corp. as a prime broker custodian for managed accounts.Member of Confirm Steering Committee for Schroder and Co.Assisted portfolio administrators with difficult portfolio reconciliations.
  • Securities Settlement
    Margin
    Securities Settlement 1979 - 1983
    Performed maintenance of stock and option margin accounts

Michael Unold Skills

Cds Portfolio Management Back Office Securities Options Financial Risk Trading Bonds Settlement Prime Brokerage Financial Services Risk Management Fx Options Equities Corporate Actions Middle Office Derivatives Fixed Income Securities Lending Account Reconciliation Bloomberg Terminal Mutual Funds Electronic Trading Bloomberg Series 7 Equity Trading Finra Financial Markets Series 63 Hedge Funds Trading Systems Collateral Management Alternative Investments Capital Markets Series 24 Investment Banking Foreign Exchange Aml Wealth Management Asset Management Investments Operational Risk Relationship Management Etfs Global Custody Market Data Structured Products Brokerage Back Office Operations Foreign Exchange Options

Michael Unold Education Details

Frequently Asked Questions about Michael Unold

What is Michael Unold's role at the current company?

Michael Unold's current role is International Clearance and Settlement at Ridge Clearing & Outsourcing Solutions, Inc.

What is Michael Unold's email address?

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What is Michael Unold's direct phone number?

Michael Unold's direct phone number is +191757*****

What schools did Michael Unold attend?

Michael Unold attended Kingsborough Community College.

What are some of Michael Unold's interests?

Michael Unold has interest in Environment.

What skills is Michael Unold known for?

Michael Unold has skills like Cds, Portfolio Management, Back Office, Securities, Options, Financial Risk, Trading, Bonds, Settlement, Prime Brokerage, Financial Services, Risk Management.

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