Michaela Rauguth Email & Phone Number

Luxembourg

Luxemburg

Luxembourg

Luxembourg

Conducting Officer (Administration & Marketing) Member of the board of directors/ board of managers of funds respectively its entitiesCoordination of projects like fund launches (AIF and UCITS), mergers, liquidations and others, onboarding of investors, internal audits, reverse due diligences by depositariesEnsuring the correct execution of the SLFM Management Committee and Board of Directors meetingsProducing and maintaining the project planMonitoring expected timelines by setting milestones and checkpointsBeing the single point of contact for internal and external stakeholdersNegotiating fees with service providers and ensuring the implementation of service level agreements, operating memorandi and key performance indicator reports as well as initiating due diligences, Organising and conducting workshops07/ 2016 – 12/ 2017 HEAD OF CORPORATE FUNCTIONS Managing the team of 6-8 people as well as the implementation of the Structural governance of this team and its tasks Ensuring the legally and regulatory correct execution of meetings of the funds and companies and the timely delivery of the minutes Being the main contact for investors and service providers, especially in regards of register opening incl. CRS and FATCA requirements Direct reporting line for the team in charge of tax & structuring Being in charge of fund launches in close cooperation with the tax & structuring team as well as the external legal advisor 02/ 2016 – 07/ 2016 SENIOR FUND ENGINEER Implementation of regular service review meetings and calls with service providers as well as reporting and service level agreements Fund launches and prospectus revisions Implementation of committee meetings with ensuring the application of the regulatory requirements

Luxemburg

CLIENT SERVICES MANAGER (AIF/UCITS), Asset ManagersActing as a dedicated service manager and escalation point for key strategic clientsOwnership, management and development of strong client relationshipManaging the communication and participation in resolving any escalating service issues concerning depositary, fund administration, register & transfer agency, IT change requests)Organizing and participating in service meetings and conference calls being the chair of those meetings and ensuring the issuing of minutes within an agreed timeframeProviding and validating KPI information packFollow and coordination of the development of new products/ services/ functionalities

Luxemburg

09/ 2012 – 08/ 2013 HEAD OF REGISTRATION & EVENTS CROSS BORDER FPSComparable with the task of the Head of Luxembourg TA Operations with a focus on Investor register opening (retail and institutional) considering AML/ KYC requirementsOnboarding of new clients (asset managers) and establishing service level agreements and KPI reportingCoordinating fund and operations related projects like merger,rationalization, decommissioning of systems, new market initiatives 05/ 2010 – 08/ 2012 HEAD OF LUXEMBOURG TA OPERATIONSManaging a team of more than 50 employees, being the direct reporting line of 3-5 managers of operational teams like Registration, Dealing, Reconciliation, Events and Operations SupportPeople Management, objective settings, FTE planning and recruiting Supporting and close cooperation with the Chief Operating OfficerCollaboration with divisions like HR, Risk, Quality and Compliance Supervising internal and external audit missionsSupervising, implementation and improvement of operational processesOperational implementation of legal and regulatory requirements as well as company policy decisionsClient relationship management for German clients08/ 2008 – 05/ 2010 MANAGER OF THE TA RECONCILIATION TEAMManaging team of 13 reconciliation and business events professionalsClient relationship management for German clientsCash reconciliation investigations and Investor claim processOperational and NAV error correctionsCommission and dividend calculation and distribution process 08/ 2007 – 07/ 2008 MANAGER GERMAN DESK (Register & Transfer Agency TA – European Fund Services S.A., Luxembourg)Managing a team of 8 transfer agents

Luxemburg

Luxemburg

Zunächst Assistentin der Vermögensberater für einige Monate, dann VermögensberaterAusserdem Abteilung Organisation/ Prime User APSYS III

Luxemburg

Saarlouis Und Luxembourg

Ausbildung BankkauffrauWertpapierabteilungKundenberatung/Vermögensverwaltung

Bankorganisation

Betreuer Vermögender Privatkunden

Qualifizierter Vermögensberater, Qualifizierte Vermögensberatung

Vermögensberater, Vermögensberatung

Kundenberater, Kundenberatung

Betriebswirt (Wa Dipl-Inh.), Betriebswirtschaftslehre