Michaela Schultze, Mba Email & Phone Number

Fairway, Kansas, United States

• Collaborate in the launch of a new mutual fund by establishing new agreements with various platforms and managing numerous projects and relationships throughout the onboarding process
• Lead daily money movement process to move redemptions, subscriptions, and expenses through the funds’ demand deposit accounts and subsequently complete bank reconciliations for those accounts to ensure accurate and.
• Manage Matrix 360’s Firm Element – FINRA’s continuing education program – and Annual Compliance Meeting requirements to ensure all registered persons complete their required training

Overland Park, KS

• Manage the firm’s annual compliance certification process, which entails assisting in solving technical issues, monitoring completion rates, reviewing deficient answers, and resolving various compliance issues
• Create required training content for Firm Element and Annual Compliance Meeting, which requires content expertise in various subject areas including, but not limited to, anti-money laundering, Regulation Best Interest.
• Manage the firm’s annual compliance certification process, which entails assisting in solving technical issues, monitoring completion rates, reviewing deficient answers, and providing assistance on how to resolve.
• Analyze transaction violations daily to ensure all front-running, excessive trading, and opposite trading violations are reviewed and any corrective action is taken to ensure compliance with regulatory trading violations

Kansas City, Missouri, United States

• Monitor, analyze, and conduct detailed research for state and federal regulation and take appropriate action and/or recommend a resolution to meet necessary requirements
• Update and prepare variable annuity and variable life insurance prospectuses and statements of additional information for annual filings with the SEC
• Facilitate product development and input and maintain policies, contracts, riders, and forms in by coding them within the content management system

Dakota Dunes, South Dakota

• Cooperate with Financial Representatives in insurance/investment paperwork and data input while continually monitoring those cases throughout the underwriting process
• Create Personal Planning Analyses for clients to demonstrate their financial need for insurance and investment products
• Rebalance investment accounts to assure each client’s investment objective correctly aligned with their current asset allocation

Dakota Dunes, South Dakota

• Analyzed clients’ financial plans and goals and constructed a personalized recommendation to assist them in achieving their aspirations
• Built and managed insurance and investment accounts throughout southeastern South Dakota and northwestern Iowa

Master Of Business Administration (M.B.A.), Business Administration And Management, General

Bachelor Of Business Administration (Bba), Business Management