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▶️ Linking people, processes, and systems to effectively administer investment funds ◀️Treasurer | Principal Financial Officer | Mutual Funds Administration | Operational Oversight | Internal Controls & Risk Mitigation | Board Reporting | Regulatory Change ManagementDiligent, analytical, and detail-oriented Senior Finance Executive combining progressive leadership experience and in-depth expertise managing the operational administration of pooled investment vehicles in multiple fund complexes. Experienced in various products and related activities, from an investment, operational, regulatory, taxation, and financial reporting perspective. Mutual Funds | Fund Administration | Operational OversightMichael.j.flook@gmail.comImplement and direct focused management and oversight models that consider the market, regulatory, and business environment with a strong core belief in cultivating strong relationships with cross-functional internal teams, all management levels, Board of Directors/Trustees, and third-party service providers. Strive to add value through insightful business judgment, collaborative problem solving, and lead-by example style.A focused attention to internal controls and risk mitigation, ensuring both team and process are operating smoothly and efficiently to enable the business to continue to move forward and grow. CORE COMPETENCIESStrategic Planning ◼️ Financial Reporting ◼️ Client ServiceProcess Management ◼️ Fund Accounting/Operations ◼️ Vendor ManagementChange Management ◼️ Internal Controls ◼️ Internal/External AuditProduct Development ◼️ Sarbanes-Oxley ◼️ Regulatory CompliancePortfolio Management ◼️ Risk Management ◼️ Due Diligence
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Senior Vice PresidentBny MellonPhiladelphia, Pa, Us -
Senior Vice PresidentBny Mellon Mar 2024 - PresentNew York, Ny, Us -
Managing ConsultantMjf Consulting Nov 2021 - Mar 2024Engaged to assist large global asset manager in determination of optimal front to back investment management platform with a front office focus.
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Business ConsultantMjf Consulting May 2018 - Nov 2021Providing expert guidance and insight to deliver best-of-breed independent consultative service.
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Vice President, Controller & TreasurerHartford Funds 2014 - 2018Wayne, Pa, Us► Built and managed professional team and directed accounting, tax, financial and regulatory reporting for $100+ billion AUM fund complex. ► Oversaw mutual fund family comprised of 150 funds including mutual funds, ETF’s, and ETMF’s. ► Managed third-party service providers and external audit relationship. Liaised with sub-advisers, portfolio managers, internal and fund audit teams, legal, compliance, and Board of Directors/Trustees. ► Served as officer for fund complexes as well as Principal Financial Officer for managing Sarbanes-Oxley certification and compliance. Chaired Disclosure, Controls & Procedures (DC&P) and Default Committees; sat on of Valuation Committee. -
Vice President & Assistant TreasurerUbs Global Asset Management 2006 - 2014Zurich, Ch► Managed fund family comprised of mutual funds, closed-end funds, collective trusts, and private placement. ► Executed risk-focused oversight model that addressed all aspects of fund operations including daily/monthly net asset values (NAV), distributions, expenses, implementation of accounting policies, issue identification and resolution. Handled all regulatory filings, requests, and inquiries. ► Developed materials to summarize results to Board of Directors and funds' governing bodies. -
Senior Manager Fund Accounting & AdministrationThe Reserve 2005 - 2006► Oversaw daily NAV production environment of 40 Act funds, and operation of proprietary cash management vehicles.
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Fund Accounting Senior ManagerPfpc 2000 - 2004Us► Served as key member of senior management team overseeing staff of 60+ fund accountants, supervisors and managers in accounting operations and accounting issue resolution for the BlackRock family of open-ended mutual funds. -
Fund Accounting ManagerSei 1998 - 2000Oaks, Pa, Us► Led accounting operations and administration for various mutual fund clients. Supported and managed the audit process involving three separate audit firms. -
Debt Fund Accounting ManagerMerrill Lynch 1989 - 1998New York, Ny, Us
Michael Flook Skills
Michael Flook Education Details
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Colorado State UniversityPolitical Science And Government
Frequently Asked Questions about Michael Flook
What company does Michael Flook work for?
Michael Flook works for Bny Mellon
What is Michael Flook's role at the current company?
Michael Flook's current role is Senior Vice President.
What is Michael Flook's email address?
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What is Michael Flook's direct phone number?
Michael Flook's direct phone number is +121596*****
What schools did Michael Flook attend?
Michael Flook attended Colorado State University.
What skills is Michael Flook known for?
Michael Flook has skills like Derivatives, Fund Accounting, Valuation, Fund Administration, Board Reporting, Internal Controls, Investment Management, Finance, Fund Of Funds, Mutual Funds, Fixed Income, Bloomberg.
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