Mr. Hurckes is an attorney with extensive knowledge and experience in the financial services industry. He has gained considerable experience in capital markets, funds, broker-dealer regulations (FINRA), RIA regulation (SEC); and mergers and acquisitions. His legal skills and experience enable him to offer you the following regulatory and compliance services:- Regulatory Filings, - Regulatory Examinations and Enforcement, - Investment Adviser Counsel - FINRA Broker-dealer Regulatory Counsel- Mergers and Acquisitions- Private Fund Counsel- Annual Reviews and Risk Assessment- Due DiligenceHe aspires to deliver the best possible performance and is committed to helping the team succeed. Please feel free to contact him for any questions at mh@mahadvising.com.
Listed skills include Software Development, Javascript, Java, Php, and 10 others.