Michael Jeffery, Grcp, Grca, Cisa, Cgeit

Michael Jeffery, Grcp, Grca, Cisa, Cgeit Email and Phone Number

Technology and Enterprise Risk Management Professional/Leader @ Innovative-e, Inc.
Michael Jeffery, Grcp, Grca, Cisa, Cgeit's Location
San Antonio, Texas, United States, United States
Michael Jeffery, Grcp, Grca, Cisa, Cgeit's Contact Details

Michael Jeffery, Grcp, Grca, Cisa, Cgeit work email

Michael Jeffery, Grcp, Grca, Cisa, Cgeit personal email

n/a

Michael Jeffery, Grcp, Grca, Cisa, Cgeit phone numbers

About Michael Jeffery, Grcp, Grca, Cisa, Cgeit

I am an entrepreneurial-minded GRC (Governance, Risk & Compliance) professional with deep roots in information technology and a great passion for all aspects of GRC, enterprise and operational risk management, and process improvement. I have a wide knowledge of enterprise GRC platform technologies, process management, workflows, data analytics, and management reporting with strong organizational, technical, and information data management skills to tackle almost any environment or culture. I can analyze and assess risk and help design appropriate controls to mitigate risk working in a collaborative environment across all lines of defense. I have years of experience designing, administrating, and managing enterprise-wide risk and controls platform technology/infrastructure, molding risk culture, and producing associated metrics and reporting at the senior and executive management levels and all levels of the firm. Additional skills and experience include assessing internal controls frameworks and alignment with industry frameworks such as OCEG GRC, COBIT, NIST, ISO 31000, and other standards and guidelines. My professional journey has been a natural progression through years of experience in GRC, Enterprise Risk Management, Operational/Technology Risk Management, IT Audit Readiness, and IT project management. I have been a strong believer in continuous education, becoming a subject matter expert in whatever I do, performing and leading by example for excellence, and being an effective advisor to senior/executive management and all employees within my circle of influence. I am a versatile risk and compliance professional and leader who thrives on innovation and turning great ideas and visions into reality. I view complexity as an opportunity and seek to understand and master the many complexities within governance, risk, and compliance (GRC) management, to resolve issues, mitigate and manage risk, and establish GRC excellence.

Michael Jeffery, Grcp, Grca, Cisa, Cgeit's Current Company Details
Innovative-e, Inc.

Innovative-E, Inc.

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Technology and Enterprise Risk Management Professional/Leader
Michael Jeffery, Grcp, Grca, Cisa, Cgeit Work Experience Details
  • Innovative-E, Inc.
    Senior Customer Engagement Manager
    Innovative-E, Inc. Jul 2024 - Present
    Merritt Island, Florida, Us
  • Career Break
    Caregiving
    Career Break Jul 2023 - Jun 2024
    I cared for my mother suffering from late-stage dementia, and my wife while she recovered from multiple surgeries and procedures (who was, and is again, my mother's primary caregiver).
  • Usaa
    Director Of Business Risks & Controls
    Usaa Mar 2020 - Jun 2023
    San Antonio, Texas, Us
    Managed and led a team of 9 risk management professionals in providing risk services for the following areas:• Chief Technology Office• Information Technology Strategy• Information Technology Architecture• Enterprise Platform Infrastructure• Contact Center Technologies• Enterprise Digital Technologies• Cloud Governance• Corporate Technologies• Software Development Life Cycle (SDLC) GovernanceAssisted executive Information Technology leaders in the areas above in leading the execution of multiple complex risk management programs by initiating and facilitating meetings with leaders across all lines of defense, identifying risks and drafting responses to audit, compliance and enterprise risk, and successfully resolving and completing outstanding risk and compliance program requirements, to include but not limited to the following:• Controls Strengthening & Rationalization • Process Risk and Control Initiatives (PRCIs)• Audits and Enterprise Risk Assessments• Risk & Control Self-Assessments (RCSAs) • Issues Management• Risk Management• Key Risk Indicator Program• Control Testing• Other Risk & Compliance Programs such as Annual Compliance Plan (ACP), ITGC Alignment and QA/QC Monitoring and Reporting Program• Continuously interfaced and partnered with frontline executives and their teams regarding their audit, risk and compliance, and regulatory response needs• Lead team in aligning risks and controls to industry standard frameworks, policies, standards, and regulatory requirements, including but not limited to COBIT, COSO, BASEL, FRB, OCC and FFIEC• Continuously kept up with regulatory and internal compliance changes for the areas my team served in order to update controls as needed to ensure compliance • Utilized a number of different risk analytics and reporting tools in service of front-line risk managers and led my team in the development and presentation monthly Risk Activity Reporting (RARs)
  • Lpl Financial
    Assistant Vice President, Enterprise Risk Management
    Lpl Financial Feb 2008 - Mar 2020
    San Diego, Ca, Us
    AVP in the Enterprise Risk Management department of the Governace, Risk and Compliance (GRC) division; key contributor to building out and developing the firm's operational risk management program; designed, developed, and administrated LPL's custom developed enterprise GRC (eGRC) platform technology used for tracking and managing all risks, controls, assurance activities, operational loss events (internal and external), issues/findings and all associated remediation work. Interfaced and collaborated with all levels of management across the firm as well as the Big 4 accounting firms on various growth initiatives and assessment projects. Internal consultant to senior managers in GRC division for design of integrated and collaborative risk management and reporting solutions. Initiated and facilitated the firm's eGRC Platform Steering Committee consisting of all stakeholders/senior managers and other key personnel, for alignment, planning, convergence, implementation and continuous improvement in the monitoring and reporting on the firm's eGRC capabilities; FINRA licensed Series 7 & 24.Includes 4 years experience in Information Technology at LPL prior to transferring to GRC division:Last IT Position: Senior Audit Readiness Analyst, Technology Risk Management (TRM)Worked in the TRM and Audit Readiness groups as a major contributor to IT audit readiness and senior level management reporting; interfaced with Internal Audit for response to regulatory IT audits including SOX, SAS 70, SSAE 16, SEC, Financial Statement and targeted internal audits. Developed and administrated the IT GRC data tracking and reporting technology infrastructure in support of the entire IT department for audit readiness and risk management.Also, I have 5.5 years additional IT experience at LPL Financial through contract work (see below).
  • Eastridge Infotech
    Senior Pmo Project Manager (At Lpl Financial)
    Eastridge Infotech Dec 2005 - Feb 2008
    Returned to LPL Financial as contractor and worked in the IT Project Management Office (PMO). Administrated, tracked and and reported on the firms corporate investment projects. Later transitioned into IT Governance and IT Audit Readiness roles when these roles were managed under the IT PMO. Served as one of the primary liaisons with the newly formed Internal Audit Department and managed remediation efforts interacting with process owners throughout the IT department.
  • Newgen Results Corp (Now Aspen)
    Senior Project Manager, Information Systems
    Newgen Results Corp (Now Aspen) Aug 2004 - Nov 2005
    Irving, Texas, Us
    Worked as a technology implementation project manager for various key initiatives and technology projects. Newgen Results Corporation was acquired by Aspen Marketing in 2007.
  • Teksystems
    It Business Analyst (At Lpl Financial)
    Teksystems Apr 2001 - Jun 2004
    Hanover, Md, Us
    While working as a staff consultant with TekSystems in San Diego I worked in the IT Project Management Office (PMO) as a business analyst on multiple key initiatives to convert and build out the firm's flagship trading application into an online platform application. Met with business managers at all levels of the firm to capture business requirements and write/develop more than 40 Functional Specification Documents (FSDs) in alignment and support of key stakeholders for corporate projects.
  • Teksystems
    It Consultant
    Teksystems Jan 1999 - Jun 2004
    Hanover, Md, Us
    Staff consultant with TekSystems in San Diego; worked as a project manager and/or business analyst consultant at Kaiser Permanente, GMAC Mortgage, Sony and LPL Financial.
  • Waste Management
    Operations Manager
    Waste Management 1995 - 1998
    Houston, Texas, Us
    Started as a route supervisor to help initiate GIS technology for commercial service routes at the San Diego division before transferring to Coachella Valley division; due to personal interest, initiated and implemented numerous needed technology initiatives on top of a more than full-time day job as a route supervisor, and later Operations Manager, for the Palm Desert division which serviced 7 different cities in the valley. Managed a staff of 75 persons, including 5 supervisors, with a multi-million dollar budget. Continually interfaced with residential customers, commercial businesses and city officials to ensure quality customer service at every level.
  • Emh Financial Corporation
    Vice President / Corporate Broker Of Record
    Emh Financial Corporation 1993 - 1995
    Started as a Branch Manager for the main office in San Diego after helping to increase the mortgage loan pipeline more than 100% after designing and managing a telemarketing program. After a short-time of implementing new ideas and programs, I became a Vice President and the Corporate Broker of Record. Oversight and accountability for all brokerage business conducted by 40 plus loan agents, 3 person escrow department and a 7 person loan processing department. Helped the company successfully pass a CA Dept of Real Estate audit by reviewing, reorganizing and standardizing years of company loan files and comprehensively revamping the loan origination process and internal workflows.
  • Prime Commercial Real Estate
    Tenant Representative, Real Estate Broker
    Prime Commercial Real Estate 1991 - 1993
    Represented mostly tenants in retail commercial real estate lease transactions; sole tenant representative for the Salvation Army in leasing of Thrift Stores in San Diego County; other lease transactions included warehouses and master leases of apartment buildings.
  • American Stores Inc. (Alpha Beta)
    Journeyman Clerk
    American Stores Inc. (Alpha Beta) 1989 - 1990
    Us
    Returned from a military leave of absence to a union guaranteed job in the grocery industry for a short period of time before pursuing other business opportunities.
  • U.S. Army Special Forces (Airborne), 1/10Th Sfg
    Special Operations Weapons Sergeant (18B)
    U.S. Army Special Forces (Airborne), 1/10Th Sfg 1985 - 1989
    Served in the U.S. Army by first enlisting as a Combat Engineer and then qualified for and served in Special Forces as a non-commissioned officer on a A-Team or Operational Detachment Alpha (ODA). Adviser to the Team Captain on use and deployment of weapons, tactics and infiltration methods. Trained in unconventional warfare methods in support of insurgency and counter-insurgency operations. Participated in numerous foreign liaison missions and joint training exercises with other special operations units from allied nations in Europe. Served as a key communication liaison for multiple foreign languages.
  • American Stores Inc. (Alpha Beta)
    Third Person / Night Store Manager / Journeyman Clerk
    American Stores Inc. (Alpha Beta) 1979 - 1985
    Us
    Held positions as third person manager, night store manager, receiving clerk and multiple other roles and responsibilities; Journeyman clerk at 18 years of age; Took a 4 year Military Leave of Absence to serve in the U.S. Army and then came back and worked less than a year before pursuing other business opportunities.

Michael Jeffery, Grcp, Grca, Cisa, Cgeit Skills

It Audit Risk Management Governance Pmo Sharepoint Business Analysis Information Technology Sarbanes Oxley Act Project Management Grc Enterprise Risk Management Operational Risk Management Cisa Internal Controls Visio Access Cgeit Financial Risk Enterprise Architecture Business Process Improvement Series 7 Cobit Financial Services Management Process Management Series 24 Regulatory Compliance Strategy Management Consulting Change Management Analytics Analytical Skills Risk Analysis Microsoft Office Leadership Presentation Skills Coso Coso Erm Nist Risk Frameworks Iso 31000 Archer Grc Professional Archer Administrator It Grc

Michael Jeffery, Grcp, Grca, Cisa, Cgeit Education Details

  • Liberty University
    Liberty University
    Master Of Business Administration (Mba) Candidate
  • Liberty University
    Liberty University
    Interdisciplinary Studies In Business And Social Science
  • Uc San Diego
    Uc San Diego
    Computer Software Engineering (Architecture & Design; Project Management; Vb.Net; Asp.Net; Sql; Etc)
  • Southwestern Community College District
    Southwestern Community College District
    Business Administration (With Focus On Real Estate)

Frequently Asked Questions about Michael Jeffery, Grcp, Grca, Cisa, Cgeit

What company does Michael Jeffery, Grcp, Grca, Cisa, Cgeit work for?

Michael Jeffery, Grcp, Grca, Cisa, Cgeit works for Innovative-E, Inc.

What is Michael Jeffery, Grcp, Grca, Cisa, Cgeit's role at the current company?

Michael Jeffery, Grcp, Grca, Cisa, Cgeit's current role is Technology and Enterprise Risk Management Professional/Leader.

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What schools did Michael Jeffery, Grcp, Grca, Cisa, Cgeit attend?

Michael Jeffery, Grcp, Grca, Cisa, Cgeit attended Liberty University, Liberty University, Uc San Diego, Southwestern Community College District.

What skills is Michael Jeffery, Grcp, Grca, Cisa, Cgeit known for?

Michael Jeffery, Grcp, Grca, Cisa, Cgeit has skills like It Audit, Risk Management, Governance, Pmo, Sharepoint, Business Analysis, Information Technology, Sarbanes Oxley Act, Project Management, Grc, Enterprise Risk Management, Operational Risk Management.

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