Michael J. Ferber, Cfa Email & Phone Number

Toronto, Ontario, Canada

Toronto, Ontario, Canada

• Responsible for valuation of private equities/debt holdings along with C-Suite transaction approval.• Valuation and rationalization of asset deployment associate client coverage mix.• Lead on quarterly/annual performance reporting packages for C-Suite covering client expansion, client-flow analytics and expense rationalizations resulting in net income expansion.• Capital markets lead on external stress testing with Canadian regulators and auditors across regions/divisions focused on, but not limited to: - Business correlation risk- Balance sheet deployment and rationalization- Product expansion and client risk exposure - Management action plans and multi-year strategy implementation- Transaction flow at risk and balance sheet exposure at times of shock

Toronto, Ontario, Canada

• Partner with clients and internal teams to develop and execute on investment strategies, including acquisition, disposition and hedging requirements.• Financial advisory of balance sheet deployment across fixed income and equities product groups• Responsible for hedging and risk mitigation due-diligence across business lines• Fixed Income and Equities management liaison for the build out of the ETF Services business

Toronto, Ontario, Canada

• Responsible for marketing, structuring, and executing customized trade ideas for a diversified group of Institutional and Corporate clients across Canada• Client capital structure evaluation and market analysis for potential capital raises and underwriting.• Client/product portfolio management to ensure risk limits align with return mandates Product mix included, but not limited to:- Interest Rate and Cross-currency Swaps- FX Spot and Forward transactions (both deliverable and non-deliverable currencies)- Commodity Swaps, Options and Forwards - Equity Derivatives associated with Corporate compensation plans

Toronto, Canada Area

• Working directly with Executive Committee , Corporate Development & Investor Relations to provide asset valuations and due-diligence, commodities market analysis, and institutional relationship management. • Provide due-diligence for both internal and external stakeholders on valuations of asset acquisitions/divestments along with M&A activity. • Cross-division lead on the development of Corporate ESG strategy resulting in industry grade increase.Responsibilities focused on, but not limited to:- Report on metals industry, equity research, and metals trading activity to improve asset models.- Support the ongoing corporate strategy to expand the investor base.- Maintain relationships with financial analysts, institutional investors, credit agencies.- Support precious metals and FX hedging strategies in conjunction with Treasury.- Maintain pitch book presentations, fact sheets, and RFPs for Management and Board of Directors.- Provide due-diligence for internal investment and asset management meetings.- Market research to identify new sources of capital and develop thought leadership.- Develop investor strategies around asset acquisition/divestment, corporate and M&A activity.

Toronto, Canada Area

• Performed equity and hybrid (preferred shares and convertibles) research on companies and industry themes across the Canadian and US equity sectors. • Proven written and verbal communication deliverables with a stringent focus on attention to details and ability to work independently. • A focus technology skills with robust knowledge of Excel, Word, PowerPoint, Bloomberg, FactSet, Python and other trading platforms. • Team member recipient of “One of Canada’s top 10 small/mid cap equity funds” by the Globe & Mail.Tactical tasks included but were not limited to:- Writing of research reports and comments- Analysis of financial statements and press releases - Examination of industry databases and publications- Creation and maintenance of detailed financial models- Communication of recommendations to internal and external stakeholders- Participation in management and client meetings

• Due diligence and best execution on North American equities and fixed income products.• Research, valuation and co-ordination of fund-of-funds and portfolio managers.• IIROC registered and able to transact across product types. Trading transactions included: - Trading of equities on all North American exchanges ensuring best execution- Execution of fixed income transactions including corporate and government bonds (Canada & US)- Structured product transaction execution in the form of notes and hybrid products

Master Of Business Administration (Mba), Dean'S Honour List

Bachelor Of Commerce, Finance; Dean'S Honour List

International Economics