Michael L Moreno Email & Phone Number

Review bank statements from clients to make sure they are up to date with current balances, paying cash advances on time and deposits.Contact merchants to make sure there balances are positive on a daily basis to prevent bouncing on Fundry side and negative balance on the merchant's business checking account side.Participate funding calls with merchants to review numbers such as funding amount, payback and total merchant net amount.

Participate funding calls with merchants to review numbers such as funding amount, payback and total merchant amount.Contact merchants regarding balances to prevent bouncing on Fundry side and negative balance on merchant business checking account side.

Handled inbound calls for merchant owners looking for working capital.Explained the qualification process such as deposits, credit card receivables, and revenue within a particular period.Submit client paperwork to the underwriting department for review.Follow up with merchants on the status of the application.

Generate new client leads via Inside Sales.Review client paperwork for suitability such as bank statements and application.Source out potential clients and closed possible sales for funding via syndication.

Handled inbound and outbound calls for merchant owners looking for funding options.Review client paperwork for suitability review such as bank statements and application.Answer any questions that the clients may ask.

Generate new client leads through prospecting marketing efforts.Introduce small business owners to different programs of the company.Ability to source out potential clients and closed possible sales.Answer any questions that the clients may ask.

Processed Wrap Fee Equity and Fixed Income Accounts *Handle new accounts process for Principal Global Investors, Janus Capital and Aston Asset Management *Processed maintenance items such as withdrawals, deposits & closed accounts *Review new account documentation for suitability review *Resolve operation issues with sponsors and internal operations *Quality check on new account workflow such as proper coding, investment style and initial market value in Security APL*Indexing new account paperwork and maintenance items to ensure documentation requirements are met with internal management and external clients

Processed ING Investment Equity, Fixed Income and Institutional Accounts *Review daily audit reports for account discrepancies between Security APL and various custodians *Ensure proper data is maintained through various stages of account lifecycle such as number changes, style changes, custodian changes and closed accounts *Input quality control information via BNY database system to ensure documentation meets internal management requirement *Resolve operation issues with custodians and brokers

Managed Accounts DivisionNew Accounts Consultant *Handled ING Investment new accounts paperwork for Merrill Lynch Consults*Used of Security APL to input database entry

Assisted two branch administrative managers regarding interdepartmental issues to retail sales force such as compliance and operations *Filing retail broker paperwork regarding new accounts and client statements

Bachelor Of Science, Economics

Activities and Societies: Member of the Economics and Finance SocietyIntern during the spring semester of 1997 at Cowen and Company

Education record

High School Diploma

Activities and Societies: Member of the Junior Varsity Math League 1990-1991 Student Council Class Representative 1989-1991