Senior Associate
CurrentReview and validate data processed by Representatives from accounting and outside sources for accuracy and missing or invalid information. Handle internal and external queries about the data and certain parts in SEC Form N-Port. Continuously meet tight monthly deadlines with flexibility, team work and adaptability. Continuously look for creative and innovative ways to improve our operations and quality of service provided.Review work of Reps on Validating client specific rules. Such as some funds never present Forwards or some clients want Warrants to present as equities. Assign out client inquiries for research. Research or review the research of others for client inquiries. Process and review Liquidity classifications from clients and external data providers. Process and review Fund Derivative Exposure (18f-4) classifications from clients and external data providers. Contact clients or data providers to resolve breaks/issues on general data, client specific data, Liquidity and Fund Derivative Exposure. Provide training for new employees or current employees who are new to a process. Document changes in procedures and processes. Review completed reconciliations of N-Port holdings to Fund Accounting when breaks are identified by other teams. Assign out monthly change exceptions for review by the Reps. And review some of those completed checks. Cover tasks for others when they are out of office.
