Mike N.

Mike N. Email and Phone Number

Managing Director at Guggenheim Partners @ Guggenheim Partners
Mike N.'s Location
Greater Chicago Area, United States, United States
Mike N.'s Contact Details

Mike N. personal email

n/a

Mike N. phone numbers

About Mike N.

Financial technology manager with experience operating investment, trading, clearing and custody businesses. Broad knowledge covering portfolio management, operations, finance, compliance and technology. Regularly deliver solutions in challenging and complex environments. Specialties: Front office to back office integration, including execution, clearing, settlement, accounting, performance and reporting functions. Extensive experience managing workflows within highly regulated environments.• Strong Analytical Skills• Regularly Solve Business Problems• Strategically Apply Tech Solutions• Excellent Interpersonal Skills

Mike N.'s Current Company Details
Guggenheim Partners

Guggenheim Partners

View
Managing Director at Guggenheim Partners
Mike N. Work Experience Details
  • Guggenheim Partners
    Managing Director Technology
    Guggenheim Partners Apr 2019 - Present
    New York, New York, Us
    • IT Manager accountable for on-prem and Azure cloud systems used by the investment management business• Manage data engineering, application development, reporting analytics and system support teams • Build and maintain proprietary systems interfaces with Blackrock’s Aladdin investment platform, State Street’s ePAM accounting system, Markit’s Wall Street Office loan portfolio accounting software and FactSet’s performance system.
    View
  • Guggenheim Partners
    Director - Application Development
    Guggenheim Partners Jun 2016 - Mar 2019
    New York, New York, Us
    View
  • Oyster Consulting, Llc
    Managing Director
    Oyster Consulting, Llc Oct 2011 - May 2016
    Glen Allen, Va, Us
    A financial services and capital market consulting practice providing trading, financial, operations and compliance services to broker-dealers, investment advisors, proprietary trading firms and FCMs.• Instrumental in building the trading and markets practice specializing in trading system controls and compliance with SEC and FINRA regulations, particularly Rule 15c3-5• Several engagements as SEC and FINRA independent consultants retained to evaluate trading systems and technology controls used in equities and fixed income businesses• Performed system audits and analysis on NASDAQ and FINRA proprietary surveillance systems• Designed monitoring software to detect manipulative trading behaviors for high frequency traders• Retained as an expert witness in a SEC market manipulation case• Engaged to assist with a SEC Reg. SHO/ Short Sale stock loan possession and control enforcement investigation• Regularly advised firms on best execution, order routing, disclosure practices, regulatory reporting policies, procedures, and control frameworks
    View
  • Fxcm
    Principal Consultant
    Fxcm Jun 2010 - Aug 2011
    London, London, Gb
    • Responsible for trading system strategy changes at ODL Securities after FXCM acquired the London based broker• Responsibilities included retooling proprietary trading and back-office systems • Created the strategic solution for management to re-launch their on-exchange brokerage offering
    View
  • Terra Nova Financial
    President & Coo
    Terra Nova Financial Sep 1997 - Dec 2009
    Us
    A financial service holding company, agency broker-dealer and NFA member that was a leader in electronic execution, clearing and prime brokerage services for professional traders, alternative and traditional investment managers.
    View

Mike N. Skills

Options Equities Trading Systems Trading Securities Electronic Trading Hedge Funds Capital Markets Financial Services Equity Trading Investments Fixed Income Derivatives Series 63 Series 7 Financial Markets Prime Brokerage Risk Management Alternative Investments Financial Risk Finra Back Office Management Finance Asset Management Aml Market Data Mergers And Acquisitions Portfolio Management Series 24 Mergers Brokerage Middle Office Equity Research Investment Banking Etfs Settlement

Mike N. Education Details

  • Michigan State University
    Michigan State University
    Employee Relations
  • Northwestern University
    Northwestern University
    Information Systems

Frequently Asked Questions about Mike N.

What company does Mike N. work for?

Mike N. works for Guggenheim Partners

What is Mike N.'s role at the current company?

Mike N.'s current role is Managing Director at Guggenheim Partners.

What is Mike N.'s email address?

Mike N.'s email address is mi****@****llc.com

What is Mike N.'s direct phone number?

Mike N.'s direct phone number is +180496*****

What schools did Mike N. attend?

Mike N. attended Michigan State University, Northwestern University.

What are some of Mike N.'s interests?

Mike N. has interest in Sailing And Hockey.

What skills is Mike N. known for?

Mike N. has skills like Options, Equities, Trading Systems, Trading, Securities, Electronic Trading, Hedge Funds, Capital Markets, Financial Services, Equity Trading, Investments, Fixed Income.

Free Chrome Extension

Find emails, phones & company data instantly

Find verified emails from LinkedIn profiles
Get direct phone numbers & mobile contacts
Access company data & employee information
Works directly on LinkedIn - no copy/paste needed
Get Chrome Extension - Free

Aero Online

Your AI prospecting assistant

Download 750 million emails and 100 million phone numbers

Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.