Michael Holman Email and Phone Number
Michael Holman work email
- Valid
- Valid
- Valid
Michael Holman personal email
Michael Holman phone numbers
Skilled in navigating complex legal frameworks and overseeing a wide array of corporate transactions and agreements. Extensive in-house legal expertise with a wealth of knowledge and a track record of impactful leadership. Adept at spearheading major transitions and implementations, enhancing corporate compliance programs, fostering robust compliance cultures, and streamlining operational efficiencies. Process-focused and detail-oriented, successfully managed regulatory frameworks with keen focus on ensuring strict adherence to various federal and state regulations._ _The information provided herein does not and is not intended to constitute investment advice and is provided for general informational purposes only. This site may contain links to other third-party websites, only for the convenience of the viewer and CrowdStreet or its affiliates do not recommend or endorse the contents of the third-party sites and the contents do not reflect the views of CrowdStreet or its affiliates. CrowdStreet, Inc. offers investment opportunities and financial services on its website. Broker dealer services in connection with an investment are offered through CrowdStreet Capital, LLC, a broker dealer registered with FINRA and a member of SIPC. Information on all FINRA registered representatives can be found on FINRA’s BrokerCheck.
-
Associate General CounselVariant InvestmentsPortland, Or, Us
-
Associate General CounselCrowdstreet Nov 2024 - PresentAustin, Texas, Us -
Chief Compliance OfficerFairway America Jan 2020 - Nov 2024Portland, Oregon, UsManaged all regulatory compliance aspects for the company and its affiliates, while ensuring adherence to SEC, FINRA, and state requirements. Conducted comprehensive compliance operations for registered investment adviser, including performing annual regulatory filings, crafting and revising policies and procedures, administering company-wide compliance training, undertaking annual risk assessments and compliance reviews, overseeing all marketing and communications, and fulfilling investor disclosure requirements. Collaborated with the SEC and steered company through successful SEC examination. -
Associate General CounselFairway America Jan 2018 - Nov 2024Portland, Oregon, UsAdvise business leaders on corporate governance, regulatory updates, best practices, employment law, privacy concerns, corporate insurance, securities laws, data security, and industry developments. Draft, negotiate, and evaluate a comprehensive range of corporate commercial contracts and agreements, such as non-disclosure, solicitation, advisory, lending/borrowing, and various service agreements, along with corporate charters, bylaws, and operating agreements. Draft, negotiate, review, and authorize intricate investment offering documents for Regulation D pooled investment funds and single-asset syndicated offerings, encompassing private placement memoranda, operating agreements, subscription agreements, and extensive public solicitation advertising materials. Guide numerous private fund managers on the structuring and launching of their funds.
-
Assistant ProsecutorConfederated Tribes And Bands Of The Yakama Nation Jul 2017 - Jan 2018Prosecuted a broad spectrum of misdemeanor crimes under the Yakama Criminal Code, including everything from drug/alcohol possession to assault/domestic violence. Coordinated with tribal and local law enforcement to pursue charges from arraignment stage through trial and conviction. Conducted legal research and drafted motions in preparation for contested hearings.
-
Director Of OperationsNorthwestern Mutual Jan 2015 - Jul 2017Milwaukee, Wi, UsExecuted all HR functions, including interviewing, hiring, firing, managing employee performance, conducting reviews, leading training, and maintaining personnel files. Guided financial advisors on employment, personnel, operations, and business management issues. Planned and strategized organizational goals and initiatives as key member of the executive leadership team. Collaborated with other members of the executive leadership team to devise and implement strategic plans for the firm. -
Compliance OfficerNorthwestern Mutual May 2012 - Jul 2017Milwaukee, Wi, UsResearched, implemented, and enforced compliance with rules and regulations set by FINRA, SEC, and DOL. Performed office inspections, reviewed financial advisor business practices, and provided follow-up supervision as required. Conducted internal compliance investigations and issued supervisory memos when necessary. Developed and delivered training on compliance and sales practices, covering both insurance and securities topics.
Michael Holman Skills
Michael Holman Education Details
-
Lewis & Clark Law SchoolDoctor Of Law (J.D.) -
Brigham Young UniversityPolitical Science
Frequently Asked Questions about Michael Holman
What company does Michael Holman work for?
Michael Holman works for Variant Investments
What is Michael Holman's role at the current company?
Michael Holman's current role is Associate General Counsel.
What is Michael Holman's email address?
Michael Holman's email address is michael.holman@nm.com
What is Michael Holman's direct phone number?
Michael Holman's direct phone number is +150390*****
What schools did Michael Holman attend?
Michael Holman attended Lewis & Clark Law School, Brigham Young University.
What skills is Michael Holman known for?
Michael Holman has skills like Microsoft Office, Leadership, Public Speaking, Management, Performance Management, Operations Management, Process Improvement, Coaching, Insurance, Securities, Regulatory Compliance.
Free Chrome Extension
Find emails, phones & company data instantly
Aero Online
Your AI prospecting assistant
Select data to include:
0 records × $0.02 per record
Download 750 million emails and 100 million phone numbers
Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.
Start your free trial