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Michael Roman Email & Phone Number

Executive Director, Sr. Risk Officer & Diversity Leader; Enterprise VP of Strategy Pride Connection ERG, Ally for All at Wells Fargo
Location: United States, United States, United States 10 work roles 2 schools
1 work email found @paaroman.com 14 phones found area 773, 561, 312, 414, and 718 LinkedIn matched
4 data sources Profile completeness 86%

Contact Signals · 1 work email · 14 phones

Work email m****@paaroman.com
Direct phone (773) ***-****
LinkedIn Profile matched
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Current company
Role
Executive Director, Sr. Risk Officer & Diversity Leader; Enterprise VP of Strategy Pride Connection ERG, Ally for All
Location
United States, United States, United States

Who is Michael Roman? Overview

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Quick answer

Michael Roman is listed as Executive Director, Sr. Risk Officer & Diversity Leader; Enterprise VP of Strategy Pride Connection ERG, Ally for All at Wells Fargo, based in United States, United States, United States. AeroLeads shows a work email signal at paaroman.com, phone signal with area code 773, 561, 312, 414, 718, and a matched LinkedIn profile for Michael Roman.

Michael Roman previously worked as Sr. Lead Business Execution Consultant; Ethics Risk Program Lead Analyst at Wells Fargo and Senior Vice President at Wells Fargo. Michael Roman studied at New York University.

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Email format at Wells Fargo

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{first}@paaroman.com
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AeroLeads found 1 current-domain work email signal for Michael Roman. Compare company email patterns before reaching out.

Profile bio

About Michael Roman

At Wells Fargo, my tenure as Senior Lead Business Execution Consultant and Risk Program Lead Analyst has been marked by a steadfast commitment to uncovering and monitoring conduct risks. With the support of my team, we've executed quality assurance for complaints, sales practices, and potential customer harm, ensuring adherence to regulatory guidance.My expertise as a Subject Matter Expert has empowered the organization with robust training and support, particularly in the Brokerage line of business. Backed by a FINRA Series 7 certification and exceptional analytical skills, we've honed strategies to mitigate insider threats and fraudulent activities through precise analytics and monitoring of conduct risk policies.

Current workplace

Michael Roman's current company

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Wells Fargo
Wells Fargo
Executive Director, Sr. Risk Officer & Diversity Leader; Enterprise VP of Strategy Pride Connection ERG, Ally for All
AeroLeads page
10 roles

Michael Roman work experience

A career timeline built from the work history available for this profile.

Sr. Lead Business Execution Consultant; Ethics Risk Program Lead Analyst

Current

San Francisco, California, US

Uncover and monitor current and emerging conduct risks consistent with regulatory guidance and expectations. Perform Independent oversight and quality assurance related to: complaints, sales practices, conflicts & customer harm.Execute analytic processes to monitor conduct risk policies for ethics, allegations, insider threats, fraudulent and nefarious.

Oct 2021 - Present

Senior Vice President

Current

San Francisco, California, US

Sr. Business Initiatives Manager - Product Owner for enterprise DB2 data warehouse to Oracle Exadata hub migration program. Field & Home Office Information & Insights Strategy, Platforms and Offshoring Manager.

Jan 1986 - Present

1St Vice President, Strategy Consultant

St. Louis, Missouri, US

  • Brokerage Data Hub Migration
  • Business Owner: Coordinate sponsors, IT Partners and >500 stakeholders to determine risk and impacts of moving DB2 based Brokerage Data Warehouse to an Oracle Exadata environment. Developed business requirements and.
  • Standardize analytics processes across division including: Requirements gathering, testing routines, and business metadata. Ensure the departmental metric and attribute definitions reconcile with enterprise reporting.
  • Represent Securities Brokerage Lines of Business in governance committees, prioritizing data and analytics landscape and strategy. Data steward; defining data consumption methods throughout the organization.Offshore.
  • Reengineer business processes via offshore vendor (Evalueserve). Control demand management, project prioritization, status reporting and vendor management.
  • Manage advisory and investment product due diligence programs to uncover and mitigate risks.
Feb 2011 - Jan 2017

1St Vice President, Business Information Manager

St. Louis, Missouri, US

  • Designed and developed requirements for the user experience of business intelligence applications and management reporting offerings for enterprise. Managed deliverables for a $10 million program producing centralized.
  • Manage support and maintenance of BI offerings delivered through Microstrategy and Actuate
  • Coordinate Data Stewardship program including maintenance of business lexicon encompassing firm wide metric definitions and meta data
  • Provide input to governance processes for prioritization of data, reporting projects and requests.
May 2007 - Feb 2011

Vp, Decision Support Manager - Brokerage Application Development

St. Louis, Missouri, US

  • Managed sales field and client facing reporting (Broker Reporting) application, project delivery and production support teams.
  • Delivered new features and functions as aligned with enterprise platform change control release management
  • Managed regulatory reporting demand and delivered data extraction services to Legal and Regulatory business partners
  • Designed and facilitated the Data Warehouse reporting and data extract request process. Analyze all data sources necessary to complete user requests from all business units and prioritize those requests
  • Assigned workflow to developers and transferred requests to other IT areas for fulfillment.
  • Manage the distribution of data across Wachovia Securities, including hard copy, electronic data and on-line reports and other data interfaces
Jul 2000 - May 2007

Vp, Program Manager

St. Louis, Missouri, US

  • Provided CIO with administrative support to comply with and assimilate First Union Program Office policies and procedures.
  • Mentored Project Managers in estimation, work planning and systems development life cycle.
  • Managed impact, cross project dependencies, budgets, forecasts and resource allocation for First Union Information Technology Systems (ITS).
Nov 1999 - Jan 2002

Vp, Business Analysis

St. Louis, Missouri, US

Managed team of Business Analysts responsible for gathering IT project requirements. Relationship Manager to operating committee members; furnishing project status, issue resolution and prioritization of deliverables. Managed expectations across business units with regard to demand management.

Nov 1996 - Oct 1999

Avp, Microsystems Manager

St. Louis, Missouri, US

Leveraged technology to automate business processes; Designed and automated operational exception reporting. Coordinated firm's hardware inventory and software license portfolio.

May 1990 - Nov 1996

Mutual Fund Order Desk

St. Louis, Missouri, US

Implemented electronic order entry systems. Managed order flow between INVEST and Mutual Fund companies. Managed firms mutual fund error account.

Jan 1986 - Apr 1990

Prior Experience

US

Oppenheimer Management Company - Wholesale Mutual Funds Marketing. Supported major investment firm sales force with marketing literature, sales ideas and managed campaigns to increase the sale of Oppenheimer Mutual Funds. Bear, Stearns & Co. - Research Analyst. Worked with Managing Director to uncover undervalued stocks and other potential sales.

Jan 1983 - Dec 1985
2 education records

Michael Roman education

Education record

New York University

Education record

John Dewey
FAQ

Frequently asked questions about Michael Roman

Quick answers generated from the profile data available on this page.

What company does Michael Roman work for?

Michael Roman works for Wells Fargo.

What is Michael Roman's role at Wells Fargo?

Michael Roman is listed as Executive Director, Sr. Risk Officer & Diversity Leader; Enterprise VP of Strategy Pride Connection ERG, Ally for All at Wells Fargo.

What is Michael Roman's email address?

AeroLeads has found 1 work email signal at @paaroman.com for Michael Roman at Wells Fargo.

What is Michael Roman's phone number?

AeroLeads has found 14 phone signal(s) with area code 773, 561, 312, 414, 718 for Michael Roman at Wells Fargo.

Where is Michael Roman based?

Michael Roman is based in United States, United States, United States while working with Wells Fargo.

What companies has Michael Roman worked for?

Michael Roman has worked for Wells Fargo, Wells Fargo Advisors, and Lehman Brothers.

How can I contact Michael Roman?

You can use AeroLeads to view verified contact signals for Michael Roman at Wells Fargo, including work email, phone, and LinkedIn data when available.

What schools did Michael Roman attend?

Michael Roman studied at New York University.

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