Michael Spraul, Qka Email and Phone Number
Michael Spraul, Qka work email
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A highly talented Compliance Professional with an extensive defined contribution background in needs based and client focused solutions.Specialties: Employee Plans Compliance Resolution System (EPCRS), Voluntary Fiduciary Correction Program (VFCP), Non Discrimination Testing Interpretation & Consulting, Plan Design Consulting, Root Cause Analysis, Training Facilitator / Presenter
Fidelity Investments
View- Website:
- fidelity.com
- Employees:
- 52767
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Senior Technical ManagerFidelity Investments Mar 2012 - PresentConsulting with Clients and Business Partners related to Non Discrimination Testing and Form 5500 and related schedules for Profit Sharing 401(k) and Money Purchase Pension plans in a book of business. Testing Services included Average Deferral Percentage, Average Contribution Percentage, 415 limits, 402(g) limit, Minimum Coverage, Top-Heavy, New Comparability and Compensation testing.* Provide technical support for associates related to Form 5500 and non discrimination testing* Consult with Clients and Business Partners on plan design options* Consult with Clients and Business Partners on providing solutions for test failures* Facilitate training for co-workers and Business Partners
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Director, Erisa ComplianceFidelity Investments 2007 - 2011Managed a team of professionals dedicated to providing Compliance support related to Fidelity’s Volume Submitter document. Areas of focus include document guidance, product and service constraints, and error correction guidance.* Consulted with internal and external clients related to correcting plan document and operational failures.* Prepared and facilitated training to business partners.* Worked closely with in-house Legal Counsel on transition from Prototype document to Volume Submitter document during EGTRRA Restatement.* Performed Root Cause Analysis and Control Testing to identify issues and implement corrective actions.
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Pension Consultant, Non Discrimination Testing And ReportingFidelity Investments 1998 - 2007Executed Non Discrimination Testing and prepared Form 5500 and related schedules for Profit Sharing 401(k) and Money Purchase Pension plans in a book of business. * Provided 5500 related Independent Audit support for a book of business.* Non Discrimination Testing included Average Deferral Percentage, Average Contribution Percentage, Minimum Coverage, Top-Heavy and Compensation testing.* Consulted with clients related to correcting test failures and potential plan design options to prevent future test failures.* Served as technical resource on testing issues for Client Relationship Management* Served as a technical resource for the team on corporate actions, family attribution, permissive disaggregation, catch-up contributions and curing test failures, * Prepared and facilitated training for new team members in addition to annual refresher training for Non Discrimination Testing associates.
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Senior Retirement SpecialistFidelity Investments 1996 - 1998* Served as a technical resource on IRA's and small business retirement plan solutions including SEP IRA's, SARSEP IRA's, SIMPLE IRA's, Keogh and Profit Sharing Plans.* Assisted with training of new Retirement Specialists.* Conducted meetings for updates on new legislation for various retail groups.* Assisted the Retirement Outbound Calling group (ROC) in contacting prospective clients with the SIMPLE IRA which was established in 1998.* Maintained Series 7 and 63 licenses with this position.
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Mutual Fund RepresentativeFidelity Investments 1993 - 1996* Customer Service role trading mutual funds, answering inquiries, researching issues and updating accounts for retail clients.* Assisted Training Department by Facilitated Training Classes when needed.* Maintained Series 6 and 63 licenses with this position.
Michael Spraul, Qka Skills
Michael Spraul, Qka Education Details
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Finance, Real Estate
Frequently Asked Questions about Michael Spraul, Qka
What company does Michael Spraul, Qka work for?
Michael Spraul, Qka works for Fidelity Investments
What is Michael Spraul, Qka's role at the current company?
Michael Spraul, Qka's current role is Financial Services Professional - ERISA Compliance - Non Discrimination Testing Interpretation & Consulting.
What is Michael Spraul, Qka's email address?
Michael Spraul, Qka's email address is ma****@****use.net
What schools did Michael Spraul, Qka attend?
Michael Spraul, Qka attended University Of Cincinnati.
What skills is Michael Spraul, Qka known for?
Michael Spraul, Qka has skills like Design, Options.
Who are Michael Spraul, Qka's colleagues?
Michael Spraul, Qka's colleagues are Sean Begley, Richard Hartnett, Andrew Kenkel, Rakesh Chandupatla, Rammohan Badrinath Palladam Sudhinder, Mike Sakr, Thomas Trine.
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