Michael Thomas, Crcp
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Michael Thomas, Crcp Email & Phone Number

Head of Business Governance, MassMutual Wealth Management at MassMutual
Location: New York City Metropolitan Area, United States, United States 5 work roles 3 schools
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Current company
MassMutual
Role
Head of Business Governance, MassMutual Wealth Management
Location
New York City Metropolitan Area, United States, United States
Company size
7732 employees

Who is Michael Thomas, Crcp? Overview

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Quick answer

Michael Thomas, Crcp is listed as Head of Business Governance, MassMutual Wealth Management at MassMutual, a company with 7732 employees, based in New York City Metropolitan Area, United States, United States. AeroLeads shows a matched LinkedIn profile for Michael Thomas, Crcp.

Michael Thomas, Crcp previously worked as Director & COO, Investment Advisory Business Governance at Bank Of America Merrill Lynch and Vice President, Compliance at Prudential Financial. Michael Thomas, Crcp holds B.S., Cum Laude, Business Administration/Finance from University Of Colorado At Denver.

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Email format at MassMutual

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MassMutual

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Profile bio

About Michael Thomas, Crcp

Accomplished, solutions-oriented compliance and risk executive with over 20 years experience in financial services, substantially in broker dealer and investment advisory regulation, comprehensive cross platform oversight and compliance programs, risk assessments, policy & procedures, monitoring and testing protocols, and in-depth knowledge of privacy, advertising regulation and social media.Certified Regulatory and Compliance Professional (CRCP)Series 7, 24, 53 licensed

Listed skills include Financial Services, Securities, Series 7, Finra, and 26 others.

Current workplace

Michael Thomas, Crcp's current company

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MassMutual
Massmutual
Head of Business Governance, MassMutual Wealth Management
springfield, massachusetts, united states
Website
massmutual.com
Employees
7732
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5 roles · 23 years

Michael Thomas, Crcp work experience

A career timeline built from the work history available for this profile.

Head Of Business Governance, Massmutual Wealth Management

Current
Massmutual

New York, New York, United States

Aug 2024 - Present

Vice President, Compliance

Prudential Financial

New York City Metropolitan Area

2008 - 2012 ~4 yrs

Director, Product & Platform Supervision

Merrill Lynch

New York City Metropolitan Area

2006 - 2008 ~2 yrs

Vice President, Regulatory Requirements Coordinator

Merrill Lynch

New York City Metropolitan Area

2003 - 2006 ~3 yrs
Team & coworkers

Colleagues at MassMutual

Other employees you can reach at massmutual.com. View company contacts for 7732 employees →

BK Barbara Koppel-Kiernan Barbara Koppel-Kiernan Colleague at MassmutualQueens County, New York, United States, United States View → MH Madelyn Hofilena Madelyn Hofilena Colleague at MassmutualSan Francisco Bay Area, United States View → KN Kurra Narasimhulu Kurra Narasimhulu Colleague at MassmutualRangareddy, Telangana, India, India View → AC Angus Chuang Angus Chuang Colleague at MassmutualTaipei City, Taipei City, Taiwan, Taiwan, Province Of China View → HJ Hayward, Julius Hayward, Julius Colleague at MassmutualNorwalk, Connecticut, United States, United States View → JG Jeff Gaetani Jeff Gaetani Colleague at MassmutualSpringfield, Massachusetts, United States, United States View → SM Sofia Massey Sofia Massey Colleague at MassmutualSpringfield, Massachusetts, United States, United States View → CW Chet Wasileski Chet Wasileski Colleague at MassmutualSpringfield, Massachusetts, United States, United States View → SL Shelly Lacroix Shelly Lacroix Colleague at MassmutualGreater Burlington Area, United States View → AK Amy Kunkel Amy Kunkel Colleague at MassmutualAvon, Connecticut, United States, United States View →
3 education records

Michael Thomas, Crcp education

FAQ

Frequently asked questions about Michael Thomas, Crcp

Quick answers generated from the profile data available on this page.

What company does Michael Thomas, Crcp work for?

Michael Thomas, Crcp works for MassMutual.

What is Michael Thomas, Crcp's role at MassMutual?

Michael Thomas, Crcp is listed as Head of Business Governance, MassMutual Wealth Management at MassMutual.

Where is Michael Thomas, Crcp based?

Michael Thomas, Crcp is based in New York City Metropolitan Area, United States, United States while working with MassMutual.

What companies has Michael Thomas, Crcp worked for?

Michael Thomas, Crcp has worked for Massmutual, Bank Of America Merrill Lynch, Prudential Financial, and Merrill Lynch.

Who are Michael Thomas, Crcp's colleagues at MassMutual?

Michael Thomas, Crcp's colleagues at MassMutual include Barbara Koppel-Kiernan, Madelyn Hofilena, Kurra Narasimhulu, Angus Chuang, and Hayward, Julius.

How can I contact Michael Thomas, Crcp?

You can use AeroLeads to view verified contact signals for Michael Thomas, Crcp at MassMutual, including work email, phone, and LinkedIn data when available.

What schools did Michael Thomas, Crcp attend?

Michael Thomas, Crcp holds B.S., Cum Laude, Business Administration/Finance from University Of Colorado At Denver.

What skills is Michael Thomas, Crcp known for?

Michael Thomas, Crcp is listed with skills including Financial Services, Securities, Series 7, Finra, Series 24, Mutual Funds, Financial Risk, and Investments.

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