Michael Windisch, Oly Email & Phone Number
@westpointfinancialgroup.com
2 phones found area 312
LinkedIn matched
Who is Michael Windisch, Oly? Overview
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Michael Windisch, Oly is listed as Chief Compliance Officer at WestPoint Financial Group, a with 412 employees, based in Greater Chicago Area, United States. AeroLeads shows a work email signal at westpointfinancialgroup.com, phone signal with area code 312, and a matched LinkedIn profile for Michael Windisch, Oly.
Michael Windisch, Oly previously worked as Director - Agency Supervisory Officer & Director of Operations at WestPoint Financial Group at Westpoint Financial Group and Agency Supervisory Officer & Chief Operating Officer at Hoopis Group. Michael Windisch, Oly holds Mba, Marketing And Management from University Of Illinois Chicago.
Email format at WestPoint Financial Group
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AeroLeads found 1 current-domain work email signal for Michael Windisch, Oly. Compare company email patterns before reaching out.
About Michael Windisch, Oly
Dynamic compliance and operations professional with over 16 years of progressive experience, supervising 63 financial representatives with over $1.5 billion in assets under management. Leading a team of 8 experts, delivering a proven track record of compliance and operations excellence.
Listed skills include Finance, Retirement Planning, Insurance, Management, and 16 others.
Michael Windisch, Oly's current company
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Michael Windisch, Oly work experience
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Director - Agency Supervisory Officer & Director Of Operations At Westpoint Financial Group
Current
Agency Supervisory Officer & Chief Operating Officer
I am an Agency Supervisory Officer with The Hoopis Group - a member of MassMutual Financial Group. I help ensure our financial professionals conduct their business in an ethical manner and in compliance with the regulations that apply to our business.
Director Of Network Office Supervision
Develops and administers procedures to assure that the day-to-day sales and related service activities of supervised persons comply with all applicable laws, regulations and Company rules, and to detect instances of possible non-compliance. These procedures will address activities in the areas of contracting, registration and employment; advertising; new account set-up; transaction processing; communications with customers; customer complaint handling; and others. Signs off as a registered principal on securities transactions. Monitors activities of supervised persons. Uses computer-generated reports and personal inspections to assess the state of compliance in the Network Office and reports results to the Managing Partner at least monthly. Evaluates instances of suspected non-compliance. Recommends and (at the direction of the Managing Partner) implements appropriate corrective actions. Maintains appropriate records to document supervisory practices and results within the Network Office. Assures compliance with record keeping and reporting requirements imposed by regulatory agencies or the Company, including records of all customer complaints involving supervised persons. Represents the supervisory function on the management team. Recommends and implements goals, strategies and action plans to improve compliance and supervision within the network office. Identifies needs and assures delivery of training and communications on compliance, ethics and sales practice issues. Provides individual case consultation on these issues at the request of supervised persons. Assures that required reference materials for these issues are up-to-date and available to supervised persons. Acts as the primary liaison with the Home Office with respect to sales supervision issues.Oversees the day-to-day activities of assistants charged with similar accountabilities.
Associate Director Of Network Office Supervision
Director Of Investment Operations
Operations Manager
Colleagues at WestPoint Financial Group
Other employees you can reach at westpointfinancialgroup.com. View company contacts for 412 employees →
Kasey Wilson
Colleague at Westpoint Financial GroupChampaign, Illinois, United States
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Angie Brunney
Colleague at Westpoint Financial GroupNew Albany, Ohio, United States
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Bret Hartung
Colleague at Westpoint Financial GroupChicago, Illinois, United States
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Sam Huston Clu, Chfc
Colleague at Westpoint Financial GroupIndianapolis, Indiana, United States
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Dawee No-Destiny
Colleague at Westpoint Financial GroupKladno, Central Bohemia, Czechia, Czech Republic
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Jason Woodbury
Colleague at Westpoint Financial GroupMilwaukee, Wisconsin, United States
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Daniel Stricklett
Colleague at Westpoint Financial GroupWestville, Illinois, United States
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Melinda Stewart
Colleague at Westpoint Financial GroupNotre Dame, Indiana, United States
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Vince Bruno, Cpfa
Colleague at Westpoint Financial GroupPeoria Metropolitan Area, United States
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Ryan Butter
Colleague at Westpoint Financial GroupColumbus, Ohio, United States
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Michael Windisch, Oly education
Mba, Marketing And Management
B.S., International Business
Frequently asked questions about Michael Windisch, Oly
Quick answers generated from the profile data available on this page.
What company does Michael Windisch, Oly work for?
Michael Windisch, Oly works for WestPoint Financial Group.
What is Michael Windisch, Oly's role at WestPoint Financial Group?
Michael Windisch, Oly is listed as Chief Compliance Officer at WestPoint Financial Group.
What is Michael Windisch, Oly's email address?
AeroLeads has found 1 work email signal at @westpointfinancialgroup.com for Michael Windisch, Oly at WestPoint Financial Group.
What is Michael Windisch, Oly's phone number?
AeroLeads has found 2 phone signal(s) with area code 312 for Michael Windisch, Oly at WestPoint Financial Group.
Where is Michael Windisch, Oly based?
Michael Windisch, Oly is based in Greater Chicago Area, United States while working with WestPoint Financial Group.
What companies has Michael Windisch, Oly worked for?
Michael Windisch, Oly has worked for Westpoint Financial Group, Hoopis Group, and Northwestern Mutual.
Who are Michael Windisch, Oly's colleagues at WestPoint Financial Group?
Michael Windisch, Oly's colleagues at WestPoint Financial Group include Kasey Wilson, Angie Brunney, Bret Hartung, Sam Huston Clu, Chfc, and Dawee No-Destiny.
How can I contact Michael Windisch, Oly?
You can use AeroLeads to view verified contact signals for Michael Windisch, Oly at WestPoint Financial Group, including work email, phone, and LinkedIn data when available.
What schools did Michael Windisch, Oly attend?
Michael Windisch, Oly holds Mba, Marketing And Management from University Of Illinois Chicago.
What skills is Michael Windisch, Oly known for?
Michael Windisch, Oly is listed with skills including Finance, Retirement Planning, Insurance, Management, Mutual Funds, Training, Investments, and Leadership.
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